ANNEXES to the Proposal for a Regulation of the European Parliament and of the Council on fluorinated greenhouse gases, amending Directive (EU) 2019/1937 and repealing Regulation (EU) No 517/2014 - Main contents

Document date	07-04-2022
Publication date	08-04-2022
Reference	8042/22 ADD 1
External link	original article
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Council of the European Union Brussels, 7 April 2022 (OR. en)

8042/22

Interinstitutional File: ADD 1

2022/0099(COD) i

ENV 335 CLIMA 159 CODEC 469

PROPOSAL

From: Secretary-General of the European Commission, signed by Ms Martine DEPREZ, Director

date of receipt: 6 April 2022

To: Mr Jeppe TRANHOLM-MIKKELSEN, Secretary-General of the Council of the European Union

No. Cion doc.: COM(2022) 150 final i - Annexes 1 to 10

Subject: ANNEXES to the Proposal for a Regulation of the European Parliament and of the Council on fluorinated greenhouse gases, amending Directive (EU) 2019/1937 and repealing Regulation (EU) No 517/2014 i

Delegations will find attached document COM(2022) 150 final i - Annexes 1 to 10.

Encl.: COM(2022) 150 final i - Annexes 1 to 10

EUROPEAN COMMISSION

Strasbourg, 5.4.2022 COM(2022) 150 final i ANNEXES 1 to 10

ANNEXES

to the

Proposal for a Regulation of the European Parliament and of the Council on fluorinated greenhouse gases, amending Directive (EU) 2019/1937 and repealing

Regulation (EU) No 517/2014 i

{SEC(2022) 156 final} - {SWD(2022) 95 final} - {SWD(2022) 96 final} - {SWD(2022) 97 final}

ANNEX I

Fluorinated greenhouse gases referred to in Article 2(1) 1

Substance 20 years GWP( 3 ) for

Industrial Chemical name (Common Chemical GWP (

2 ) information

designation name) formula purposes only

Section 1: Hydrofluorocarbons (HFCs)

HFC-23 trifluoromethane (fluoroform) CHF 3 14 800 12 400

HFC-32 difluoromethane CH 2 F 2 675 2 690

HFC-41 Fluoromethane (methyl fluoride) CH 3 F 92 485

HFC-125 pentafluoroethane CHF 2 CF 3 3 500 6 740

HFC-134 1,1,2,2-tetrafluoroethane CHF 2 CHF 2 1 100 3 900

HFC-134a 1,1,1,2-tetrafluoroethane CH 2 FCF 3 1 430 4 140

HFC-143 1,1,2-trifluoroethane CH 2 FCHF 2 353 1 300

HFC-143a 1,1,1 –trifluoroethane CH 3 CF 3 4 470 7 840

HFC-152 1,2-difluoroethane CH 2 FCH 2 F 53 77,6

HFC-152a 1,1 –difluoroethane CH 3 CHF 2 124 591

HFC-161 Fluoroethane (ethyl fluoride) CH 3 CH 2 F 12 17,4

HFC-227ea 1,1,1,2,3,3,3-heptafluoropropane CF 3 CHFCF 3 3 220 5 850

HFC-236cb 1,1,1,2,2,3-hexafluoropropane CH 2 FCF 2 CF 3 1 340 3 750

1 This Annex contains the gases listed therein, whether alone or in a mixture. 2 Based on the Fourth Assessment Report adopted by the Intergovernmental Panel on Climate Change, unless otherwise indicated. 3 Based on the Sixth Assessment Report adopted by the Intergovernmental Panel on Climate Change, unless otherwise indicated.

HFC-236ea 1,1,1,2,3,3-hexafluoropropane CHF 2 CHFCF 3 1 370 4 420

HFC-236fa 1,1,1,3,3,3-hexafluoropropane CF 3 CH 2 CF 3 9 810 7 450

HFC-245ca 1,1,2,2,3-pentafluoropropane CH 2 FCF 2 CHF 2 693 2 680

HFC-245fa 1,1,1,3,3-pentafluoropropane CHF 2 CH 2 CF 3 1 030 3 170

HFC-365mfc 1,1,1,3,3-pentafluorobutane CF 3 CH 2 CF 2 CH 3 794 2 920

HFC-43-10mee 1,1,1,2,2,3,4,5,5,5 - CF 3 CHFCHFCF 2 decafluoropentane CF 1 640 3 960

3

Substance

Chemical name Chemical formula GWP 100

• (3) 

  GWP 20 (3) Industrial designation (Common name)

Section 2: Perfluorocarbons (PFCs) tetrafluoromethane

PFC-14 (perfluoromethane, CF 4 7 380 5 300

carbon tetrafluoride)

PFC-116 Hexafluoroethane (perfluoroethane) C 2 F 6 12 400 8 940

PFC-218 octafluoropropane (perfluoropropane) C 3 F 8 9 290 6 770

PFC-3-1-10 decafluorobutane

(R-31-10) (perfluorobutane) C 4 F 10 10 000 7 300

PFC-4-1-12 dodecafluoropentane

(R-41-12) (perfluoropentane) C 5 F 12 9 220 6 680

PFC-5-1-14 tetradecafluorohexane

(R-51-14) (perfluorohexane) CF 3 CF 2 CF 2 CF 2 CF 2 CF 3 8 620 6 260

octafluorocyclobutane

PFC-c-318 (perfluoro C -C 4 F 8 10 200 7 400

cyclobutane) PFC-9-1-18

(R-91-18) Perfluorodecalin C 10 F 18 7 480 5 480

PFC-4-1-14 perfluoro-2- CF 3 CFCF 3 CF 2 CF 2 CF 3

7 370 (4) ( * )

(R-41-14) methylpentane ( I -C 6 F 14 )

Section 3: Other perfluorinated compounds sulphur hexafluoride SF 6 25 200 18 300

4 Droste et al. (2019). Trends and Emissions of Six Perfluorocarbons in the Northern and Southern Hemisphere. Atmospheric Chemistry and Physics. https://acp.copernicus.org/preprints/acp-2019-873/acp 2019-873.pdf

• * 

  Global warming potential not yet available.

  ANNEX II Other fluorinated greenhouse substances referred to in Article 2(1) (5)

  Substance 20 years(2)

  Common name/industrial GWP (6) GWP for

designation Chemical formula information purposes only

Section 1: Unsaturated hydro(chloro)fluorocarbons

HCFC-1224yd(Z) CF 3 CF = CHCl (7) 0,06 (*)

Cis/Trans-1,2-difluoroethylene (HFC-

1132) CHF=CF2 0,005 0,017

1,1-difluoroethylene (HFC-1132a) CH 2 =CF 2 0,052 0,189

1,1,1,2,3,4,5,5,5(or1,1,1,3,4,4,5,5,5)- CF 3 CF = CFCFCF 3 CF 3 nonafluoro-4(or2)- or Fn 1 (8) (*) (trifluoromethyl)pent-2-ene CF 3 CF 3 C=CFCF 2 CF 3

HFC-1234yf CF 3 CF = CH 2 0,501 1,81

HFC-1234ze trans — CHF = CHCF 3 1,37 4,94

HFC-1336mzz CF 3 CH = CHCF 3 17,9 64,3

HCFC-1233zd CF 3 CH = CHCl 3,88 14

HCFC-1233xf CF 3 CCl = CH 2 Fn 1 (4) ( * )

Section 2: fluorinated substances used as inhalation anaesthetics

HFE-347mmz1 (sevoflurane) and

isomers (CF 3 ) 2 CHOCH 2 F 195 702

HCFE-235ca2 (enflurane) and isomers CHF 2 OCF 2 CHFCl 654 2 320

5 This Annex contains the gases listed therein, whether alone or in a mixture. 6 Based on the Sixth Assessment Report adopted by the Intergovernmental Panel on Climate Change, unless otherwise indicated. 7 Tokuhashi, K., T. Uchimaru, K. Takizawa, & S. Kondo (2018): Rate Constants for the Reactions of OH Radical with the (E)/(Z) Isomers of CF3CF═CHCl and CHF2CF═CHCl. The Journal of Physical Chemistry A 122:3120–3127. * Global warming potential not yet available. 8 Default value, global warming potential not yet available.

HCFE-235da2 (isoflurane) and

isomers CHF 2 OCHClCF 3 539 1 930

HFE-236ea2 (desflurane) and isomers CHF 2 OCHFCF 3 2 590 7 020 Section 3: other fluorinated substances nitrogen trifluoride NF 3 17 400 13 400 sulfurylfluoride SO 2 F 2 4 630 7 510

ANNEX III

Other fluorinated greenhouse gases referred to in Article 2(1) 9

Substance 20 years–GWP

Common name/industrial GWP ( 10 ) (

2 ) for

designation Chemical formula information purposes only

Section 1: Fluorinated ethers, ketones and alcohols

HFE-125 CHF 2 OCF 3 14 300 13 500

HFE-134 (HG-00) CHF 2 OCHF 2 6 630 12 700

HFE-143a CH 3 OCF 3 2 170 616

HFE-245cb2 CH 3 OCF 2 CF 3 747 2 630

HFE-245fa2 CHF 2 OCH 2 CF 3 3 060 878

HFE-254cb2 CH 3 OCF 2 CHF 2 328 1 180

HFE-347 mcc3 (HFE-7000) CH 3 OCF 2 CF 2 CF3 576 2 020

HFE-347pcf2 CHF 2 CF 2 OCH 2 CF 3 980 3 370

HFE-356pcc3 CH 3 OCF 2 CF 2 CHF 2 277 995

HFE-449s1 (HFE-7100) C 4 F 9 OCH 3 460 1 620

HFE-569sf2 (HFE-7200) C 4 F 9 OC 2 H 5 60,7 219

HFE-7300 (CF 3 ) 2 CFCFOC 2 H 5 CF 2 CF 2 CF 3 405 1 420

n-HFE-7100 CF 3 CF 2 CF 2 CF 2 OCH 3 544 1 920

i-HFE-7100 (CF3) 2 CFCF 2 OCH 3 437 1 540

i-HFE-7200 (CF 3 ) 2 CFCF 2 OCH 2 CH 3 34,3 124

9 This Annex contains the gases listed therein, whether alone or in a mixture. 10 Based on the Sixth Assessment Report adopted by the Intergovernmental Panel on Climate Change, unless otherwise indicated.

HFE-43-10pcccl24 (Η-Galden 1040x)

HG-11 CHF 2 OCF 2 OC 2 F 4 OCHF 2 3 220 8 720

HFE-236cal2 (HG-10) CHF 2 OCF 2 OCHF 2 6 060 11 700

HFE-338pccl3 (HG-01) CHF 2 OCF 2 CF 2 OCHF 2 3 320 9 180

HFE-347mmyl (CF 3 ) 2 CFOCH 3 392 1 400

2,2,3,3,3-pentafluoropropan-1-ol CF 3 CF 2 CH 2 OH 34,3 123

1,1,1,3,3,3-Hexafluoropropan-2-ol (CF 3 ) 2 CHOH 206 742

HFE-227ea CF 3 CHFOCF 3 7 520 9 800

HFE-236fa CF 3 CH 2 OCF 3 1 100 3 670

HFE-245fal CHF 2 CH 2 OCF 3 934 3 170

HFE 263fb2 CF 3 CH 2 OCH 3 2,06 7,43

HFE-329 mcc2 CHF 2 CF 2 OCF 2 CF 3 3 770 7 550

HFE-338 mcf2 CF 3 CH 2 OCF 2 CF 3 1 040 3 460

HFE-338mmzl (CF 3 ) 2 CHOCHF 2 3 040 6 500

HFE-347 mcf2 CHF 2 CH 2 OCF 2 CF 3 963 3 270

HFE-356 mec3 CH 3 OCF 2 CHFCF 3 264 949

HFE-356mm1 (CF 3 ) 2 CHOCH 3 8,13 29,3

HFE-356pcf2 CHF 2 CH 2 OCF 2 CHF 2 831 2 870

HFE-356pcf3 CHF 2 OCH 2 CF 2 CHF 2 484 1 730

HFE 365 mcf3 CF 3 CF 2 CH 2 OCH 3 1,6 5,77

HFE-374pc2 CHF 2 CF 2 OCH 2 CH 3 12,5 45

2,2,3,3,4,4,5,5- octafluorocyclopentan

1-ol - (CF 2 ) 4 CH (OH)- 13,6 49,1

1,1,1,3,4,4,4-Heptafluoro-3-

(trifluoromethyl)butan-2-one CF 3 C(O)CF(CF 3 ) 2 0,29(

11 ) (*)

Section 2: Other fluorinated compounds

perfluoropolymethylisopropyl-ether

(PFPMIE) CF 3 OCF(CF 3 )CF 2 OCF 2 OCF 3 10 300 7 750

trifluoromethylsulphurpentafluoride SF 5 CF 3 18 500 13 900

Perfluorocyclopropane c-C 3 F 6 9 200 ( 12 ) 6 850( 3 )

Heptafluoroisobutyronitrile (2,3,3,3- tetrafluoro-2-(trifluoromethyl)- Iso-C 3 F 7 CN 2 750 4 580 propanenitrile)

perfluorotributylamine (PFTBA,

FC43) C 12 F 27 N 8 490 6 340

perfluoro-N-methylmorpholine C 5 F 11 NO 8 800 ( 13 ) ( * )

Perfluorotripropylamine C 9 F 21 N 9 030 6 750

11 Ren et al. (2019). Atmospheric Fate and Impact of Perfluorinated Butanone and Pentanone. Environ. Sci. Technol. 2019, 53, 15, 8862–8871

12 WMO et al. (2018). Scientific Assessment of Ozone Depletion.

13 REACH registration dossier. https://echa.europa.eu/registration-dossier/-/registered-dossier/10075/5/1 * Not yet available.

ANNEX IV

Placing on the market prohibitions referred to in Article 11(1)

Products and equipment Where relevant, the GWP of mixtures containing fluorinated greenhouse Date of gases shall be calculated in accordance with Annex VI, as provided for in prohibition

Article 3, point (1)

• (1) 

  Non-refillable containers for fluorinated greenhouse gases listed in

  Annex I, empty, partially or fully filled, used to service, maintain or fill

refrigeration, air-conditioning or heat-pump equipment, fire protection 4 July 2007

systems or switchgear, or for use as solvents.

• (2) 

  Non-confined direct evaporation systems that contain HFCs and PFCs 4 July 2007

  as refrigerants.

• (3) 

  Fire protection that contain PFCs 4 July 2007

  equipment

  that contain HFC-23 1 January 2016

  that contain or rely on other fluorinated greenhouse gases listed in Annex I, except when required to meet 1 January safety standards 2024

• (4) 

  Windows for domestic use that contain fluorinated greenhouse gases

  listed in Annex I. 4 July 2007

• (5) 

  Other windows that contain fluorinated greenhouse gases listed in

Annex I. 4 July 2008

• (6) 

  Footwear that contains fluorinated greenhouse gases listed in Annex I. 4 July 2006

• (7) 

  Tyres that contain fluorinated greenhouse gases listed in Annex I. 4 July 2007

• (8) 

  One-component foams, except when required to meet national safety standards, that contain fluorinated greenhouse gases listed in Annex I 4 July 2008 with GWP of 150 or more.

• (9) 

  Aerosol generators marketed and intended for sale to the general public for entertainment and decorative purposes, as listed in point 40 of

  Annex XVII to Regulation (EC) No 1907/2006 i, and signal horns, that 4 July 2009 contain HFCs with GWP of 150 or more.

• (10) 

  Domestic refrigerators and freezers that contain HFCs with GWP of 1 January 150 or more. 2015

-that contain HFCs with GWP of 2 500 or more. 1 January

• (11) 

  Refrigerators and 2020 freezers for

  commercial use -that contain HFCs with GWP of 150 or more.

(self-contained 1 January 2022

equipment) -that contain other fluorinated greenhouse gases with 1 January

GWP of 150 or more. 2024

• (12) 

  Any self-contained refrigeration equipment that contains fluorinated 1 January greenhouse gases with GWP of 150 or more. 2025

• (13) 

  Stationary refrigeration equipment that contains, or whose functioning relies upon, HFCs with GWP of 2 500 or more except equipment

  intended for application designed to cool products to temperatures 1 January below – 50 °C. 2020

• (14) 

  Stationary refrigeration equipment, that contains, or whose functioning relies upon, fluorinated greenhouse gases with GWP of 2 500 or more

  except equipment intended for application designed to cool products to 1 January temperatures below – 50 °C. 2024

• (15) 

  Multipack centralized refrigeration systems for commercial use with a rated capacity of 40 kW or more that contain, or whose functioning

  relies upon, fluorinated greenhouse gases listed in Annex I with GWP

  of 150 or more, except in the primary refrigerant circuit of cascade 1 January systems where fluorinated greenhouse gases with a GWP of less than 1 2022

  500 may be used.

• (16) 

  Plug-in room air-conditioning equipment (self-contained equipment)

  which is movable between rooms by the end user that contain HFCs 1 January with GWP of 150 or more. 2020

• (17) 

  Plug-in room and other self-contained air-conditioning and heat pump

  equipment that contain fluorinated greenhouse gases with GWP of 150 1 January or more. 2025

• (18) 

  Stationary split air-conditioning and split heat pump equipment :

  (a) Single split systems containing less than 3 kg of fluorinated

  greenhouse gases listed in Annex I, that contain, or whose 1 January functioning relies upon, fluorinated greenhouse gases listed in 2025

  Annex I with GWP of 750 or more; (b) Split systems of a rated capacity of up to and including 12 kW

  containing, or whose functioning relies upon, fluorinated

  greenhouse gases with GWP of 150 or more, except when 1 January required to meet safety standards; 2027

  (c) Split systems of a rated capacity of more than 12 kW containing, or whose functioning relies upon, fluorinated greenhouse gases

  with GWP of 750 or more, except when required to meet safety standards.

• (19) 

  Foams that

  contain HFCs -Extruded polystyrene (XPS) 1 January

  with GWP of 150 2020

  or more, except when required to

  meet national -Other foams 1 January

  safety standards. 2023

• (20) 

  Technical aerosols that contain HFCs with GWP of 150 or more, except

  when required to meet national safety standards or when used for 1 January medical applications. 2018

• (21) 

  Personal care products (i.e. mousse, creams, foams) containing

fluorinated greenhouse gases. 1 January 2024

• (22) 

  Equipment used for cooling the skin that contain, or whose functioning

  relies upon, fluorinated greenhouse gases with GWP of 150 or more 1 January except when used for medical applications . 2024

  (a) medium voltage switchgear for primary and secondary distribution up to 24 kV, with

  insulating or breaking medium using, or whose functioning relies upon, gases with

  GWP of 10 or more, or with GWP of 2000 1 January

  or more, unless evidence is provided that no 2026

  suitable alternative is available based on technical grounds within the lower GWP ranges referred to above;

  (b) medium voltage switchgear for primary and secondary distribution from more than 24

• (23) 

  Installation and kV and up to 52 kV, with insulating or replacement of the breaking medium using, or whose

  following electrical functioning relies upon gases with GWP of

  switchgear: 10 or more, or with GWP of more than 1 January

  2000, unless evidence is provided that no 2030

  suitable alternative is available based on technical grounds within the lower GWP ranges referred to above;

  (c) high voltage switchgear from 52 and up to 145 kV and up to 50 kA short circuit current with insulating or breaking medium using,

  or whose functioning relies upon gases with 1 January

  GWP of 10 or more, or with GWP of more 2028

  than 2000, unless evidence is provided that no suitable alternative is available based on technical grounds within the lower GWP ranges referred to above;

  (d) high voltage switchgear of more than 145 kV or more than 50 kA short circuit current with insulating or breaking medium using, or whose functioning relies upon gases with

  GWP of 10 or more, or with GWP of more 1 January than 2000 unless evidence is provided that 2031

  no suitable alternative is available based on technical grounds within the lower GWP ranges referred to above .

• 1. 

  Point 1 applies to:

  (a) containers which cannot be refilled without being adapted for that purpose (non-refillable);

  (b) containers that could be refilled but are imported or placed on the market without provision having been made for their return for refilling.

• 2. 

  The evidence referred to in point 23, shall include documentation establishing that following an open call for tender no suitable alternative on technical grounds, given the demonstrated specificities of the application, was available that could meet the conditions set out in point 23. The documentation shall be kept by the operator for at least five years and shall be made available to the competent authority of the Member State and to the Commission, upon request.

ANNEX V

Production rights for placing hydrofluorocarbons on the market The calculated levels of production of hydrofluorocarbons, expressed in tonnes of CO 2 equivalents, referred to in Article 14 for each producer is:

(a) for the period 1 January 2024 to 31 December 2028, 60 % of the annual average of its production in 2011-2013;

(b) from the period 1 January 2029 to 31 December 2033, 30% of the annual average of its production in 2011-2013;

(c) for the period 1 January 2034 to 31 December 2035, 20% of the annual average of its production in 2011-2013;

(d) for the period 1 January 2036 and thereafter, 15% % of the annual average of its production in 2011-2013.

For the purpose of this Annex, production means the amount of hydrofluorocarbons produced minus the amount destroyed by technologies approved by the Parties to the Protocol, and minus the amount entirely used as feedstock in the manufacture of other chemicals, but including hydrofluorocarbons generated as a by-product, unless not captured or unless that by-product is destroyed as part of or after the manufacturing process by the producer or handed over to another undertaking for destruction. No amount reclaimed shall be considered as production.

ANNEX VI

Method of calculating the total GWP of a mixture referred to in Article 3(1) The GWP of a mixture is calculated as a weighted average, derived from the sum of the weight fractions of the individual substances multiplied by their GWP, unless otherwise specified, including substances that are not fluorinated greenhouse gases.

Σ (Substance X % x GWP) + (Substance Y % x GWP) + ... (Substance N

% x GWP), where % is the contribution by weight with a weight tolerance of +/-1 %.

For example: applying the formula to a blend of gases consisting of 60 % dimethyl ether, 10 % HFC-152a and 30 % isobutane:

Σ (60 % x 1) + (10 % x 124) + (30 % x 3)

Total GWP = 13,9 The GWP of the following non-fluorinated substances are used to calculate the GWP of mixtures. For other substances not listed in this annex a default value of 0 applies.

Substance

Industrial GWP 100( 14 ) Common name

designation Chemical Formula

methane CH 4 27,9 nitrous oxide N 2 0 273 dimethyl ether CH 3 OCH 3 1 (15) methylene chloride CH 2 CI 2 11,2 methyl chloride CH 3 CL 5,54 chloroform CHC1 3 20,6 ethane R-170 CH 3 CH 3 0,437 propane R-290 CH 3 CH 2 CH 3 0,02 butane R-600 CH 3 CH 2 CH 2 CH 3 0,006 isobutane R-600a CH(CH 3 ) 2 CH 3 0 (16) pentane R-601 CH 3 CH 2 CH 2 CH 2 CH 3 0 (16) isopentane R-601a (CH 3 ) 2 CHCH 2 CH 3 0 (16) ethoxyethane (diethyl R-610 CH 3 CH 2 OCH 2 CH 3 4 (15)

ether) methyl formate R-611 HCOOCH 3 11 (17) hydrogen R-702 H 2 6 (15) ammonia R-717 NH 3 0

ethylene R-1150 C 2 H 4 4 (15) propene R-1270 C 3 H 6 0 (16) cyclopentane C 5 H 10 0 (16)

14 Based on the Sixth Assessment Report adopted by the Intergovernmental Panel on Climate Change, unless otherwise indicated.

15 Based on the Fourth Assessment Report adopted by the Intergovernmental Panel on Climate Change

16 WMO et al. (2018). Scientific Assessment of Ozone Depletion, where value is given as <<1

ANNEX VII MAXIMUM QUANTITIES AND CALCULATION OF REFERENCE VALUES AND

QUOTAS FOR PLACING HYDROFLUOROCARBONS ON THE MARKET REFERRED TO IN ARTICLE 17

• (1) 

  The maximum amount of HFCs allowed to be placed on the Union market in a given year is set to be the following:

  Maximum Quantity Years

  in tonnes CO 2 equivalent

  2024 – 2026 41 701 077 2027 – 2029 17 688 360 2030 – 2032 9 132 097 2033 – 2035 8 445 713 2036 – 2038 6 782 265 2039 – 2041 6 136 732 2042 – 2044 5 491 199 2045 – 2047 4 845 666

  2048 onwards 4 200 133 (2) The 2015 base-value for the maximum quantity is set to be: 176 700 479 tonnes CO 2

  equivalent (3) Reference values and quotas for placing hydrofluorocarbons on the market referred

to in Articles 16 and 17 shall be calculated as the aggregated quantities of all hydrofluorocarbons, expressed in tonne(s) of CO 2 equivalent rounded to the nearest

tonne. (4) Each importer and producer shall receive reference values referred to in Article

17(1), calculated as follows: i) a reference value for placing hydrofluorocarbons on the market based on the annual average of the quantities of hydrofluorocarbons lawfully placed on the market from 1 January 2015 as reported under Article 19 of Regulation (EU) No 517/2014 i and under Article 26 of this Regulation for the years available, not including quantities of hydrofluorocarbons for the usages referred to in Article 26(5) during the same period, on the basis of available data.

• ii) 

  in addition, for importers and producers that have reported the placing on the market of hydrofluorocarbons for the usage referred to in Article 26(5), second subparagraph, a reference value based on the annual average of the quantities of those hydrofluorocarbons for such usage lawfully placed on the market from 1 January 2020 as reported under Article 19 of Regulation (EU) No 517/2014 i and of Article 26 of this Regulation for the years available, on the basis of available data.

ANNEX VIII

Allocation mechanism referred to in Article 17 (1) Determination of the quantity to be allocated to undertakings for which reference

values have been established under Article 17(1). Each undertaking for which reference values have been established receives quota, which is calculated as follows: – a quota corresponding to 89 % of the reference value referred to in Annex VII, point 4(i), multiplied by the maximum quantity for the year for which the quota

is allocated divided by the base value of 176 700 479 tonnes CO 2 18 equivalent .

– in addition, where relevant, a quota corresponding to the reference value referred to in Annex VII, point 4(ii), multiplied by the maximum quantity for the year for which the quota is allocated divided by the maximum quantity for the year 2024.

In case where after allocating the full amount of quotas as referred to in the second subparagraph, the maximum quantity is exceeded, all quotas will be reduced

proportionally. (2) Determination of the quota to be allocated to undertakings that have submitted a

declaration pursuant to Article 17(3). The total sum of the quotas allocated under point 1 is subtracted from the maximum quantity for the given year set out in Annex VII to determine the reserve amount to be allocated to undertakings, which have submitted a declaration under Article 17(3). Each undertaking receives an allocation corresponding to a pro-rata share of the reserve. The pro-rata share is calculated by dividing 100 by the number of undertakings that have submitted a declaration.

• (3) 

  Penalties established in accordance with Article 31 are taken into account in the calculations referred to above.

18 This number is the maximum quantity established for 2015 at the beginning of the phase-down, taking into account BREXIT.

ANNEX IX DATA TO BE REPORTED PURSUANT TO ARTICLE 26 (1) Each producer referred to in Article 26(1), first subparagraph, shall report on:

(a) the total quantity of each substance listed in Annexes I, II and III it has produced in the Union, including by-production, differentiating between amounts captured and not captured, and identifying quantities destroyed, from such production or by-production, of amounts not captured, or if captured, quantities destroyed prior to their placing on the market, either in the facilities of the producer or handed over to other undertakings for destruction, as well as the undertaking that carried out the destruction:

(b) the main categories of application in which the substance is used; (c) the quantities of each substance listed in Annex I, II and III it has placed on the market in the Union, specifying separately: – quantities placed on the market for feedstock uses, including, for HFC-23 only, if after prior capture or without prior capture; – direct exports; – producing metered dose inhalers for the delivery of pharmaceutical ingredients; – use in military equipment; – use in the etching of semiconductor material or the cleaning of chemical vapour deposition chambers within the semiconductor manufacturing sector; – amounts of hydrofluorocarbons produced for uses within the Union exempted under the Montreal Protocol; (d) any stocks held at the beginning and the end of the reporting period, specifying if placed on the market or not.

• (2) 

  Each importer referred to in Article 26(1), first subparagraph, shall report on:

  (a) the total quantity of each substance listed in Annex I, II and III it has imported into the Union, identifying the main categories of application in which the substance is used, specifying separately:

  – amounts imported, not released for free circulation, and re-exported contained in products or equipment by the reporting undertaking;

  – quantities for destruction, identifying the undertaking carrying out the destruction;

  – feedstock uses, specifying separately amounts of hydrofluorocarbons imported for feedstock uses, and identifying the feedstock using undertaking

  – direct exports, identifying the exporting undertaking; – producing metered dose inhalers for the delivery of pharmaceutical ingredients identifying the producer ; – use in military equipment; identifying the undertaking receiving the quantities for this use; – use in the etching of semiconductor material or the cleaning of chemical vapour deposition chambers within the semiconductor manufacturing sector, identifying the receiving semiconductor manufacturer; – amounts of hydrofluorocarbons contained in pre-blended polyols; – amounts of used, recycled or reclaimed hydrofluorocarbons; – amount of hydrofluorocarbons imported for uses exempted under the Montreal Protocol; – Quantities of hydrofluorocarbons shall be reported separately for each country of origin. (b) any stocks held at the beginning and the end of the reporting period, specifying if already placed on the market or not.

• (3) 

  Each exporter referred to in Article 26(1), first subparagraph, shall report on the quantities of each substance listed in Annexes I, II and III that it has exported from the Union, specifying if from own production or import or if purchased from other undertakings within the Union.

• (4) 

  Each undertaking referred to in Article 26(2) shall report on:

  (a) the quantities of each substance listed in Annexes I, II and III destroyed, including the quantities of those substances contained in products or equipment;

  (b) any stocks of each substance listed in Annexes I, II and III waiting to be destroyed, including the quantities of those substances contained in products or equipment;

  (c) the technology used for the destruction of the substances listed in Annexes I, II and III.

• (5) 

  Each undertaking referred to in Article 26(3) shall report on the quantities of each substance listed in Annex I used as feedstock.

• (6) 

  Each undertaking referred to in Article 26(4) shall report on:

  (a) the categories of the products or equipment containing substances listed in Annexes I, II and III;

  (b) the number of units; (c) any quantities of each substance listed in Annexes I, II and III contained in the products or equipment; (d) the amount of hydrofluorocarbons charged into the imported equipment, released for free circulation, for which the hydrofluorocarbons had previously been exported from the Union and which had been subject to quota limitations for placing on the Union market. In such case, the report shall also specify the exporting undertaking and the year of export as well as the undertaking having placed the hydrofluorocarbons on the Union market for the first time and the year of that placing on the market.

• (7) 

  Each undertaking referred to in Article 26(5) shall report on the quantities of each substance received from importers and producers for destruction, feedstock uses, direct exports, metered dose inhalers for the delivery of pharmaceutical ingredients use in military equipment and use in the etching of semiconductor material or the cleaning of chemical vapour deposition chambers within the semiconductor manufacturing sector;

  The manufacturer of metered dose inhalers for the delivery of pharmaceutical ingredients shall report on the type of hydrofluorocarbons and the quantities used.

• (8) 

  Each undertaking referred to in Article 26(6) shall report on:

  (a) the quantities of each substance listed in Annexes I, II and III that it has reclaimed;

  (b) any stocks of each substance listed in Annexes I, II and III waiting to be reclaimed.

  ANNEX X Correlation Table

Regulation (EU) No 517/2014 i This Regulation

Article 1 Article 1

Article 2(1) Article 2(1), point (a)

Article 2(2) Article 3(4)

Article 2(3)-(4) -

Article 2(5) Article 3(2)

Article 2(6) Article 3(1)

Article 2(7) Article 3(3)

Article 2(8) Article 3(5)

Article 2(9) Article 3(36)

Article 2(10) Article 3(6)

Article 2(11) Article 3(9)

Article 2(12) Article 3(10)

Article 2(13) Article 11(3) and Annex IV, point 1 Article 2(14) Article 3(11) Article 2(15) Article 3(12) Article 2(16) Article 3(13) Article 2(17) Article 3(14) Article 2(18) Article 3(15) Article 2(19) Article 3(16) Article 2(20) Article 3(17) Article 2(21) Article 3(18) Article 2(22) Article 3(19) Article 2(23) Article 3(20) Article 2(24) Article 3(21) Article 2(25) Article 3(22) Article 2(26) Article 3(23) Article 2(27) Article 3(24) Article 2(28) -

Article 2(29) Article 3(25)

Article 2(30) Article 3(26)

Article 2(31) Article 3(27)

Article 2(32) Article 3(28)

Article 2(33) Article 3(29)

Article 2(34) Article 3(30)

Article 2(35) Article 3(31)

Article 2(36) Article 3(32)

Article 2(37) Article 3(33)

Article 2(38) Article 3(34)

Article 2(39) -

Article 3(1)-(2) Article 4(1)-(2)

Article 3(3) Article 4(4)

Article 3(4) Article 4(6)

Article 4 Article 5

Article 5 Article 6

Article 6 Article 7

Article 7(1) Article 4(3)

Article 7(2) Article 4(5)

Article 8(1) Article 8(1)

Article 8(2) Article 8(3)

Article 8(3) Article 8(4)

Article 9 Article 9

Article 10(1)-(4) Article 10(1)-(4)

Article 10(5) -

Article 10(6) Article 10(6)

Article 10(7) Article 10(7)

Article 10(8) -

Article 10(9) -

Article 10(10) Article 10(8)

Article 10(11) Article 10(10)

Article 10(12) Article 10(5)

Article 10(13) Article 10(9)

Article 10(14) Article 10(11)

Article 10(15) Article 10(12)

Article 11(1) Article 11(1), first subparagraph Article 11(2) Article 11(2) Article 11(3) Article 11(4) Article 11(4) Article 11(5) Article 11(5) Article 11(6) Article 11(6) -

Article 12(1)-(12) Article 12(1)-(12)

Article 12(13) Article 12(15)

Article 12(14) Article 12(16)

Article 12(15) Article 12(17)

Article 13(1) first subparagraph Article 13(1)

Article 13(1) second subparagraph -

Article 13(2) Article 13(2)

Article 13(3) -

Article 14(1) Article 19(1)

Article 14(2) , first subparagraph Article 19(2), first subparagraph

Article 14(2), second subparagraph Article 19(3)

Article 14(2) , third subparagraph Article 19(2), third subparagraph Article 14(3) Article 19(2), second subparagraph Article 14(4) Article 19(4) Article 15(1), first subparagraph -

Article 15(1), second subparagraph Article 16(1), first subparagraph

Article 15(2) Article 16(2)

Article 15(3) Article 16(6)

Article 15(4) Article 16(4)

Article 16(1) -

Article 16(2) Article 17(3)

Article 16(3) Article 17(1)

Article 16(4) Article 17(3)

Article 16(5) Article 17(4)

Article 17(1), first subparagraph Article 20(1)

Article 17(1), second subparagraph Article 20(4)

Article 17(1), third subparagraph -

Article 17(2) Article 20(6)

Article 17(3) -

Article 17(4) Article 20(7)

Article 18(1) Article 21(1), first subparagraph

Article 18(2), first subparagraph Article 21(2)

Article 18(2), second subparagraph -

Article 18(2), third subparagraph Article 21(3)

Article 19(1), first subparagraph Article 26(1), first subparagraph

Article 19(2) Article 26(2)

Article 19(3) Article 26(3)

Article 19(4) Article 26(4)

Article 19(5) Article 26(7)

Article 19(6) Article 26(8)

Article 19(7) Article 26(9), second subparagraph Article 19(8) Article 20(7), second subparagraph Article 20 Article 27 Article 21(1) Article 35, first subparagraph Article 21(2)-(6) -

Article 22 Article 32

Article 23 Article 33

Article 24 Article 34

Article 25 Article 31

Article 26 Article 36

Article 27 Article 38

Annex I Annex I

Annex II Annex III

Annex III Annex IV

Annex IV Annex VI

Annex V Annex VII

Annex VI Annex VIII

Annex VII Annex IX