Annexes to COM(2014)167 - Activities and supervision of institutions for occupational retirement provision (recast) - Main contents
Please note
This page contains a limited version of this dossier in the EU Monitor.
| dossier | COM(2014)167 - Activities and supervision of institutions for occupational retirement provision (recast). |
|---|---|
| document | COM(2014)167  |
| date | December 14, 2016 |
(5) Regulation (EU) No 1094/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/79/EC (OJ L 331, 15.12.2010, p. 48).
(6) Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (OJ L 335, 17.12.2009, p. 1).
(7) Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).
(8) Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies on the free movement of such data (OJ L 8, 12.1.2001, p. 1).
(9) Regulation (EC) No 883/2004 of the European Parliament and of the Council of 29 April 2004 on the coordination of social security systems (OJ L 166, 30.4.2004, p. 1).
(10) Regulation (EC) No 987/2009 of the European Parliament and of the Council of 16 September 2009 laying down the procedure for implementing Regulation (EC) No 883/2004 on the coordination of social security systems (OJ L 284, 30.10.2009, p. 1).
(11) Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302, 17.11.2009, p. 32).
(12) Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 (OJ L 174, 1.7.2011, p. 1).
(13) Directive 2013/36/EU of European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338).
(14) Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).
(15) Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (OJ L 302, 17.11.2009, p. 1).
(16) Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (OJ L 331, 15.12.2010, p. 12).
(17) Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (OJ L 331, 15.12.2010, p. 84).
ANNEX I
PART A
Repealed Directive with list of its successive amendments
(referred to in Article 65)
| Directive 2003/41/EC of the European Parliament and of the Council (OJ L 235, 23.9.2003, p. 10). | |
| Directive 2009/138/EC of the European Parliament and of the Council (OJ L 335, 17.12.2009, p. 1). | Article 303 only |
| Directive 2010/78/EU of the European Parliament and of the Council (OJ L 331, 15.12.2010, p. 120). | Article 4 only |
| Directive 2011/61/EU of the European Parliament and of the Council (OJ L 174, 1.7.2011, p. 1). | Article 62 only |
| Directive 2013/14/EU of the European Parliament and of the Council (OJ L 145, 31.5.2013, p. 1). | Article 1 only |
PART B
List of time-limits for transposition into national law and application
(referred to in Article 65)
| Directive | Time-limit for transposition | Date of application |
| 2003/41/EC | 23.9.2005 | 23.9.2005 |
| 2009/138/EC | 31.3.2015 | 1.1.2016 |
| 2010/78/EU | 31.12.2011 | 31.12.2011 |
| 2011/61/EU | 22.7.2013 | 22.7.2013 |
| 2013/14/EU | 21.12.2014 | 21.12.2014 |
ANNEX II
Correlation Table
| Directive 2003/41/EC | This Directive |
| Article 1 | Article 1 |
| Article 2 | Article 2 |
| Article 3 | Article 3 |
| Article 4 | Article 4 |
| Article 5 | Article 5 |
| Article 6(a) | Article 6(1) |
| Article 6(b) | Article 6(2) |
| Article 6(c) | Article 6(3) |
| Article 6(d) | Article 6(4) |
| Article 6(e) | Article 6(5) |
| Article 6(f) | Article 6(6) Article 6(7) |
| Article 6(g) | Article 6(8) |
| Article 6(h) | Article 6(9) |
| Article 6(i) | Article 6(10) |
| Article 6(j) | Article 6(11) Article 6(12) to (19) |
| Article 7 | Article 7 |
| Article 8 | Article 8 |
| Article 9(1)(a) | Article 9 |
| Article 9(1)(c) | Article 10(1)(a) |
| Article 9(1)(e) | Article 10(1)(b) |
| Article 9(2) | Article 10(2) |
| Articles 20, 9(5) | Article 11 Article 12 |
| Article 15(1) to (5) | Article 13(1) to (5) |
| Article 15(6) | |
| Article 16 | Article 14 |
| Article 17 | Article 15 |
| Article 17a(1) to (4) | Article 16(1) to (4) |
| Article 17a(5) | |
| Article 17b | Article 17 |
| Article 17c | |
| Article 17d | Article 18 |
| Article 18 | Article 19 Article 20 Article 21 |
| Article 9(1)(b) | Article 22(1) Article 22(2) to (7) Article 23 Article 24 Article 25 Article 26 Article 27 Article 28 |
| Article 10 | Article 29 |
| Article 12 | Article 30 |
| Article 9(4) | Article 31(1) Article 31(2) to (7) |
| Article 19(1) | Article 32 |
| Article 19(2) second subparagraph | Article 33(1) Article 33(2) |
| Article 19(2) first subparagraph | Article 33(3) |
| Article 19(3) | Article 33(4) Article 33(5) to (8) Article 34 Article 35 Article 36 |
| Article 9(1)(f) | Article 37(1) |
| Article 11(4)(c) | Article 37(2) |
| Article 11(2)(b) | Article 37(3) Article 37(4) Article 38 Article 39 Article 40(1)(a) to (c) |
| Article 11(4)(b) | Article 40(1)(d) Article 40(2) Article 41 Article 42 |
| Article 11(5) | Article 43 |
| Article 11(2)(a) | Article 44(a) |
| Article 11(3) | Article 44(b) Article 44(c) Article 45 Article 46 Article 47 |
| Article 14(1) | Article 48(1) |
| Article 14(2) first subparagraph | Article 48(2) Article 48(3) to (5) |
| Article 14(2) second subparagraph | Article 48(6) |
| Article 14(3) to (5) | Article 48(7) to (9) Article 49 |
| Article 13(1) | Article 50 |
| Article 13(2) | |
| Article 51 Article 52 Article 53 Article 54 Article 55 Article 56 Article 57 Article 58 | |
| Article 20(11) first subparagraph | Article 59(1) |
| Article 20(11) second subparagraph | Article 59(2) |
| Article 20(11) third and fourth subparagraphs | |
| Article 21 | Article 60 Article 61 Article 62 Article 63 |
| Article 22 | Article 64 Article 65 Article 66 Article 67 |