Annexes to COM(2011)665 - Connecting Europe Facility

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dossier COM(2011)665 - Connecting Europe Facility.
document COM(2011)665 EN
date December 11, 2013
ANNEX I

PART I

LIST OF PRE-IDENTIFIED PROJECTS ON THE CORE NETWORK IN THE TRANSPORT SECTOR

1. Horizontal Priorities

Innovative management & servicesSingle European Sky – SESAR system
Innovative management & servicesTelematic applications systems for road, rail, inland waterways and vessels

(ITS, ERTMS, RIS and VTMIS)
Innovative management & servicesCore network ports, motorways of the sea (MoS) and airports, safe and secure infrastructure
New technologies and innovationNew technologies and innovation in accordance with points (a) to (d) of Article 33 of Regulation (EU) No 1315/2013

2. Core network corridors

Baltic – Adriatic

ALIGNMENT:

Gdynia – Gdańsk – Katowice/Sławków

Gdańsk – Warszawa – Katowice

Katowice – Ostrava – Brno – Wien

Szczecin/Świnoujście – Poznań – Wrocław – Ostrava

Katowice – Žilina – Bratislava – Wien

Wien – Graz – Villach – Udine – Trieste

Udine – Venezia – Padova – Bologna – Ravenna

Graz – Maribor – Ljubljana – Koper/Trieste

PRE-IDENTIFIED SECTIONS INCLUDING PROJECTS:

Gdynia - KatowiceRailWorks
Gdynia, GdańskPortsPort interconnections, (further) development of multimodal platforms
Warszawa - KatowiceRailWorks
Wroclaw – Poznań – Szczecin/ŚwinoujścieRailWorks
Świnoujście, SzczecinPortPort interconnections
Bielsko Biala – ŽilinaRoadWorks
Katowice - Ostrava - Brno - Wien & Katowice - Žilina - Bratislava - WienRailWorks, in particular cross-border sections PL-CZ, CZ-AT, PL-SK and SK-AT, Brno-Přerov line; (further) development of multimodal platforms and airport-rail interconnections
Wien - Graz - Klagenfurt - Udine - Venezia - RavennaRailPartial construction of new lines (Semmering Base Tunnel and Koralm Railway line), rail upgrading; works ongoing; (further) development of multimodal platforms; upgrading of existing two-track line between Udine - Cervignano and Trieste
Graz - Maribor - PragerskoRailStudies and works for second track
Trieste, Venenezia, Ravenna, KoperPortsPort interconnections; (further) development of multimodal platforms

North Sea – Baltic

ALIGNMENT:

Helsinki – Tallinn – Rīga

Ventspils – Rīga

Rīga – Kaunas

Klaipėda – Kaunas – Vilnius

Kaunas – Warszawa

BY border – Warszawa – Poznań – Frankfurt/Oder – Berlin – Hamburg

Berlin – Magdeburg – Braunschweig – Hannover

Hannover – Bremen – Bremerhaven/Wilhelmshaven

Hannover – Osnabrück – Hengelo – Almelo – Deventer – Utrecht

Utrecht – Amsterdam

Utrecht – Rotterdam – Antwerpen

Hannover – Köln – Antwerpen

PRE-IDENTIFIED SECTIONS INCLUDING PROJECTS:

Helsinki - TallinnPorts, MoSPort interconnections; (further) development of multimodal platforms and their interconnections; icebreaking capacity; MoS
Tallinn - Rīga - Kaunas - WarszawaRail(Detailed) studies for new UIC gauge fully interoperable line; works for new line to start before 2020; upgrading and new line on PL territory; rail – airports/ports interconnections, rail-road terminals, MoS
Ventspils – RīgaRailUpgrading, port interconnections, MoS
Klaipėda – KaunasRailUpgrading, port interconnections, MoS
Kaunas – VilniusRailUpgrading, airports interconnections, rail-road terminals
Via Baltica CorridorRoadWorks for cross-border sections (EE, LV, LT, PL)
BY border - Warszawa - Poznań - DE borderRailWorks on existing line, studies for high-speed rail
PL Border - Berlin - Hannover - Amsterdam/RotterdamRailStudies and upgrading of several sections (Amsterdam – Utrecht – Arnhem; Hannover – Berlin)
Wilhelmshaven - Bremerhaven - BremenRailStudies and works
Berlin - Magdeburg – Hannover, Mittellandkanal, western German canals, Rhine, Waal, Noordzeekanaal, IJssel, TwentekanaalIWWStudies, works for better navigability and upgrading waterways and locks
Amsterdam locks & Amsterdam - RijnkanaalIWWLocks studies ongoing; port: interconnections (studies and works, including Beatrix lock upgrade)

Mediterranean

ALIGNMENT:

Algeciras – Bobadilla –Madrid – Zaragoza – Tarragona

Sevilla – Bobadilla – Murcia

Cartagena – Murcia – Valencia – Tarragona

Tarragona – Barcelona – Perpignan – Marseille/Lyon – Torino – Novara – Milano – Verona – Padova – Venezia – Ravenna/Trieste/Koper - Ljubljana – Budapest

Ljubljana/Rijeka – Zagreb – Budapest – UA border

PRE-IDENTIFIED SECTIONS INCLUDING PROJECTS:

Algeciras - MadridRailStudies ongoing, works to be launched before 2015, to be completed 2020
Sevilla - Antequera - Granada - Almería - Cartagena - Murcia - Alicante - ValenciaRailStudies and works
Madrid-Zaragoza-BarcelonaRailUpgrading of existing lines (gauge, sidings, platforms)
Valencia - Tarragona - BarcelonaRailConstruction between 2014 - 2020
BarcelonaPortInterconnections rail with port and airport
Barcelona - PerpignanRailCross-border section, works ongoing, new line completed by 2015, upgrading existing line (gauge, sidings, platforms)
Perpignan - MontpellierRailBypass Nîmes - Montpellier to be operational in 2017, Montpellier - Perpignan for 2020
LyonRailRelieving Lyon bottlenecks: studies and works
Lyon – Avignon – MarseilleRailUpgrading
Lyon - TorinoRailCross-border section, works base tunnel; studies and works access routes
Milano - BresciaRailPartially, upgrading and, partially, new high-speed line
Brescia - Venezia - TriesteRailWorks to start before 2014 on several sections in synergy with upgrading actions undertaken in overlapping stretches as in the Baltic-Adriatic Corridor
Milano – Cremona- Mantova – Porto Levante/Venezia – Ravenna/TriesteIWWStudies and works
Cremona, Mantova, Venezia, Ravenna, TriesteInland PortsPort interconnections, (further) development of multimodal platforms
Trieste - DivačaRailStudies and partial upgrading ongoing; cross-border section to be realised until after 2020
Koper - Divača - Ljubljana – PragerskoRailStudies and upgrading/partially, new line
Rijeka – Zagreb – BudapestRailStudies and works (including construction of new track and second track between Rijeka and HU border)
RijekaPortInfrastructure upgrading and development, development of multimodal platforms and interconnections
Ljubljana – ZagrebRailStudies and works
Ljubljana nodeRailRail node Ljubljana, including multi-modal platform; rail airport interconnection
Pragersko - ZalalövöRailCross-border section: studies, works to start before 2020
Lendava - LetenyeRoadCross-border upgrading
Boba- SzékesfehérvárRailUpgrading
Budapest-Miskolc-UA borderRailUpgrading
Vásárosnamény-UA borderRoadCross-border upgrading

Orient/East-Med

ALIGNMENT:

Hamburg – Berlin

Rostock – Berlin – Dresden

Bremerhaven/Wilhelmshaven – Magdeburg – Dresden

Dresden – Ústí nad Labem – Mělník/Praha - Kolín

Kolín – Pardubice – Brno – Wien/Bratislava – Budapest – Arad – Timișoara – Craiova – Calafat – Vidin – Sofia

Sofia – Plovdiv – Burgas

Plovdiv – TR border

Sofia – Thessaloniki – Athína – Piraeus – Lemesos – Lefkosia

Athína – Patras/Igoumenitsa

PRE-IDENTIFIED SECTIONS INCLUDING PROJECTS:

Dresden - PrahaRailStudies for high-speed rail
PrahaRailUpgrading, freight bypass; rail connection airport
Hamburg – Dresden – Praha – PardubiceIWWElbe and Vltava studies, works for better navigability and upgrading
Děčín locksIWWStudies
Praha - Brno - BřeclavRailUpgrading, including rail node Brno and multi-modal platform
Břeclav – BratislavaRailCross-border, upgrading
Bratislava – HegyeshalomRailCross-border, upgrading
Mosonmagyaróvár – SK BorderRoadCross-border upgrading
Tata – BiatorbágyRailUpgrading
Budapest – Arad – Timișoara – CalafatRailUpgrading in HU nearly completed, ongoing in RO
Vidin – Sofia – Burgas/TR border

Sofia – Thessaloniki – Athína/Piraeus
RailStudies and works Vidin – Sofia – Thessaloniki – Athína; upgrading Sofia – Burgas/TR border
Vidin – CraiovaRoadCross-border upgrading
Thessaloniki, IgoumenitsaPortInfrastructure upgrading and development, multimodal interconnections
Athína/Piraeus/Heraklion – LemesosPort, MoSPort capacity and multimodal interconnections
Lemesos – LefkosiaPorts, multimodal platformsUpgrading of modal interconnection, including Lefkosia south orbital, studies and works, traffic management systems
Lefkosia – LarnacaMultimodal platformsMultimodal interconnections and telematic applications systems
PatrasPortPort interconnections, (further) development of multimodal platforms
Athína - PatrasRailStudies and works, port interconnections

Scandinavian – Mediterranean

ALIGNMENT:

RU border – Hamina/Kotka – Helsinki – Turku/Naantali – Stockholm – Malmö

Oslo – Göteborg – Malmö – Trelleborg

Malmö – København – Kolding/Lübeck – Hamburg – Hannover

Bremen – Hannover – Nürnberg

Rostock – Berlin – Leipzig – München

Nürnberg – München – Innsbruck – Verona – Bologna – Ancona/Firenze

Livorno/La Spezia - Firenze – Roma – Napoli – Bari – Taranto – Valletta

Napoli – Gioia Tauro – Palermo/Augusta – Valletta

PRE-IDENTIFIED SECTIONS INCLUDING PROJECTS:

Hamina/Kotka – HelsinkiPort, railPort interconnections, rail upgrading, icebreaking capacities
HelsinkiRailAirport-rail connection
RU border – HelsinkiRailWorks ongoing
Helsinki – TurkuRailUpgrading
Turku/Naantali – StockholmPorts, MoSPort interconnections, icebreaking capacity
Stockholm - Malmö (Nordic Triangle)RailWorks ongoing on specific sections
Trelleborg - Malmö – Göteborg – NO borderRail, port, MoSWorks, multimodal platforms and port hinterland connections
FehmarnRailStudies ongoing, construction works Fehmarn Belt fixed link to start in 2015
København - Hamburg via Fehmarn: access routesRailAccess routes DK to be completed by 2020, access routes DE to be completed in 2 steps: one-track electrification with the completion of the fixed link and two-track seven years later
RostockPorts, MoSInterconnections ports with rail; low-emission ferries; ice-breaking capacity
Rostock - Berlin - NürnbergRailStudies and upgrading
Hamburg/Bremen - HannoverRailStudies ongoing
Halle – Leipzig – NürnbergRailWorks ongoing, to be completed by 2017
München – WörglRailAccess to Brenner Base tunnel and cross-border section: studies
Brenner Base TunnelRailStudies and works
Fortezza - VeronaRailStudies and works
Napoli - BariRailStudies and works
Napoli – Reggio CalabriaRailUpgrading
Verona – BolognaRailUpgrading ongoing
Ancona, Napoli, Bari, La Spezia, LivornoPortsPort interconnections, (further) development of multimodal platforms
Messina - Catania – Augusta/PalermoRailUpgrading (remaining sections)
Palermo/Taranto - Valletta/MarsaxlokkPorts, MoSPort interconnections
Valletta - MarsaxlokkPort, airportUpgrading of modal interconnection, including Marsaxlokk-Luqa-Valletta
Bologna – AnconaRailUpgrading

Rhine – Alpine

ALIGNMENT:

Genova – Milano – Lugano – Basel

Genova –Novara – Brig – Bern – Basel – Karlsruhe – Mannheim – Mainz – Koblenz – Köln

Köln – Düsseldorf – Duisburg – Nijmegen/Arnhem – Utrecht – Amsterdam

Nijmegen – Rotterdam – Vlissingen

Köln – Liège – Bruxelles/Brussel – Gent

Liège – Antwerpen – Gent – Zeebrugge

PRE-IDENTIFIED SECTIONS INCLUDING PROJECTS:

GenovaPortPort interconnections
Genova - Milano/Novara - CH borderRailStudies; works starting before 2020
Basel – Antwerpen/Rotterdam - AmsterdamIWWWorks for better navigability
Karlsruhe - BaselRailWorks ongoing
Frankfurt - MannheimRailStudies ongoing
LiègeRailPort and airport rail connection
Rotterdam – ZevenaarRailStudies ongoing, upgrading
Zevenaar - Emmerich - OberhausenRailWorks ongoing
Zeebrugge – Gent – Antwerpen - DE borderRailUpgrading

Atlantic

ALIGNMENT:

Algeciras – Bobadilla – Madrid

Sines / Lisboa – Madrid – Valladolid

Lisboa – Aveiro – Leixões/Porto

Aveiro – Valladolid – Vitoria – Bergara – Bilbao/Bordeaux – Paris – Le Havre/Metz – Mannheim/Strasbourg

PRE-IDENTIFIED SECTIONS INCLUDING PROJECTS:

High-speed rail Sines/Lisboa - MadridRail, portsStudies and works ongoing, upgrading of modal interconnection ports of Sines/Lisboa
High-speed rail Porto - LisboaRailStudies ongoing
Rail connection Aveiro – Salamanca – Medina del CampoRailCross-border: works ongoing
Rail connection Bergara - San Sebastián - BayonneRailCompletion expected in ES by 2016, in FR by 2020
Bayonne - BordeauxRailOngoing public consultation
Bordeaux - ToursRailWorks ongoing
ParisRailSouthern high-speed bypass
Baudrecourt - MannheimRailUpgrading
Baudrecourt - StrasbourgRailWorks ongoing, to be completed 2016
Le Havre - ParisIWWUpgrading
Le Havre - ParisRailStudies, upgrading
Le HavrePort, RailStudies and works on port capacity, MoS and interconnections

North Sea – Mediterranean

ALIGNMENT:

Belfast – Baile Átha Cliath/Dublin – Corcaigh/Cork

Glasgow/Edinburgh – Liverpool/Manchester – Birmingham

Birmingham – Felixstowe/London /Southampton

London – Lille – Brussel/Bruxelles

Amsterdam – Rotterdam – Antwerpen – Brussel/Bruxelles – Luxembourg

Luxembourg – Metz – Dijon – Macon – Lyon – Marseille

Luxembourg – Metz – Strasbourg – Basel

Antwerpen/Zeebrugge – Gent – Dunkerque/Lille – Paris

PRE-IDENTIFIED SECTIONS INCLUDING PROJECTS:

Corcaigh/Cork - Dublin - Baile Átha Cliath/BelfastRailStudies and works; Baile Átha Cliath/Dublin Interconnector (DART);
BelfastPort, multimodal connectionsUpgrading
Glasgow - EdinburghRailUpgrading
Manchester – LiverpoolRailUpgrading and electrification, including Northern Hub
Birmingham – Reading – SouthamptonRailUpgrading of the freight line
Baile Átha Cliath/Dublin, Corcaigh/Cork, SouthamptonPorts, railStudies and works on port capacity, MoS and interconnections
DunkerquePortFurther development of multimodal platforms and interconnections
Calais - ParisRailPreliminary studies
Bruxelles/BrusselRailStudies and works (North-South connection for conventional and high-speed)
Felixstowe – MidlandsRail, port, multimodal platformsRail upgrading, interconnections port and multimodal platforms
Maas, including MaaswerkenIWWUpgrading
Albertkanaal/Canal Bocholt-HerentalsIWWUpgrading
Rhine-Scheldt corridor: Volkeraklock and Kreekaklock, Krammerlock and Lock HansweertIWWLocks: studies ongoing
TerneuzenMaritimeLocks: studies ongoing; works
Terneuzen - GentIWWStudies, upgrading
ZeebruggePortLocks: studies, interconnections (studies and works)
AntwerpenMaritime, port, railLocks: studies ongoing; port: interconnections (including second rail access to the port of Antwerpen)
Rotterdam - AntwerpenRailUpgrading rail freight line
Canal Seine Nord; Seine - EscautIWWStudies and works; upgrading including cross-border and multimodal connections
Dunkerque – LilleIWWStudies ongoing
Antwerpen, Bruxelles/Brussels, CharleroiIWWUpgrading
Waterways upgrade in WalloniaIWWStudies, upgrading, intermodal connections
Brussel/Bruxelles - Luxembourg - StrasbourgRailWorks ongoing
Antwerpen – Namur - LUX border – FR borderRailUpgrading of rail freight line
Strasbourg - Mulhouse - BaselRailUpgrading
Rail Connections Luxembourg - Dijon - Lyon (TGV Rhin - Rhône)RailStudies and works
LyonRailEastern bypass: studies and works
Canal Saône - Moselle/RhinIWWPreliminary studies ongoing
RhôneIWWUpgrading
Port of Marseille-FosPortInterconnections and multimodal terminals
Lyon - Avignon - Port de Marseille - FosRailUpgrading

Rhine – Danube

ALIGNMENT:

Strasbourg – Stuttgart – München – Wels/Linz

Strasbourg – Mannheim – Frankfurt – Würzburg – Nürnberg – Regensburg – Passau – Wels/Linz

München/Nürnberg – Praha – Ostrava/Přerov – Žilina – Košice – UA border

Wels/Linz – Wien – Bratislava – Budapest – Vukovar

Wien/Bratislava – Budapest – Arad – Brașov/Craiova – București – Constanța – Sulina

PRE-IDENTIFIED SECTIONS INCLUDING PROJECTS:

Rail connection Strasbourg - Kehl AppenweierRailWorks interconnection Appenweier
Karlsruhe - Stuttgart - MünchenRailStudies and works ongoing
Ostrava/Přerov – Žilina – Košice – UA borderRailUpgrading, multimodal platforms
Zlín – ŽilinaRoadCross-border road section
München – PrahaRailStudies and works
Nürnberg – PrahaRailStudies and works
München - Mühldorf - Freilassing - SalzburgRailStudies and works ongoing
Salzburg - WelsRailStudies
Nürnberg - Regensburg - Passau - WelsRailStudies and works
Rail connection Wels - WienRailCompletion expected by 2017
Wien – Bratislava / Wien – Budapest / Bratislava – BudapestRailStudies high-speed rail (including the alignment of the connections between the three cities)
Budapest - AradRailStudies for high-speed network between Budapest and Arad
Komárom – KomárnoIWWStudies and works for cross-border bridge
Arad - Brașov - București - ConstanțaRailUpgrading of specific sections; studies high-speed
Main – Main-Donau-CanalIWWStudies and works on several sections and bottlenecks; inland waterway ports: multimodal interconnections with rail
Slavonski BrodPortStudies and works
Giurgiu, GalațiPortFurther development of multimodal platforms and connections with the hinterland: studies and works
Danube (Kehlheim - Constanța/Midia/Sulina)IWWStudies and works on several sections and bottlenecks; inland waterway ports:multimodal interconnections
SavaIWWStudies and works on several sections and bottlenecks (including cross-border bridge)
București – Dunăre CanalIWWStudies & works
ConstanțaPort, MoSPort interconnections, MoS (including icebreaking services)
Craiova – BucureștiRailStudies and works

3. Other Sections on the Core Network

Sofia to FYROM borderCross-borderRailStudies ongoing
Sofia to Serbian borderCross-borderRailStudies ongoing
Timișoara – Serbia borderCross-borderRailStudies ongoing
Wrocław – PrahaCross-borderRailStudies
Nowa Sól – Hradec KrálovéCross-borderRoadWorks
Brno – AT borderCross-borderRoadUpgrading
Budapest – ZvolenCross-borderRoadUpgrading
Budapest – SRB BorderCross-borderRailStudies
Bothnian Corridor: Luleå – OuluCross-borderRailStudies and works
Iași- MD borderCross-borderRailStudies ongoing and works
Suceava-UA borderCross-borderRailStudies and works
Priority Projects as defined in Annex III of Decision No 661/2010/EU (Prague - Linz, New High-capacity rail: Central Trans-Pyrenees crossing, "Iron Rhine" (Rheidt-Antwerpen))Cross-borderRailStudies ongoing
Târgu Neamt–UngheniCross-borderRoadUpgrading
Marijampolė-Kybartai (LT/RU border)Cross-borderRoadUpgrading
Vilnius-LT/BY borderCross-borderRoadUpgrading
Ioannina– Kakavia(EL/AL border)Cross-borderRoadStudies
Kleidi– Polikastro – Evzonoi(EL/FYROM border)Cross-borderRoadUpgrading
Serres– Promahonas – EL/BG borderCross-borderRoadWorks ongoing
Alexandroupoli – Kipoi EL/TR borderCross-borderRoadStudies and works
Dubrovnik – HR/ME borderCross-borderRoadWorks
Kędzierzyn Koźle – Chałupki-granicaCross-borderRailWorks
A Coruña - Vigo - Palencia

Gijón - Palencia
BottleneckRail, MoSWorks ongoing (including ports and multimodal platforms)
Frankfurt – Fulda – Erfurt – BerlinBottleneckRailStudies
Rail EgnatiaBottleneckRailStudies ongoing
Sundsvall – Umeå – LuleåBottleneckRailStudies and works
Zagreb – SR borderBottleneckRailStudies and works
A Coruña - Madrid (high-speed passenger service)BottleneckRailWorks ongoing
Stockholm – Gävle – SundsvallOther core networkRailWorks
Mjölby – Hallsberg – GävleOther core NetworkRailWorks
Bothnian – Kiruna – NO borderOther core networkRailStudies and works
Milford Haven – Swansea – CardiffOther core networkRailUpgrading
Rail connection Sionainn/Shannon Faing/Foynes - Gabhal Luimnigh/Limerick junctionOther core networkRailstudies
High Speed 2Other core networkRailStudies & works for a high-speed line London – Midlands
UA Border – Kraków – Katowice – Wrocław – DresdenOther core networkRailWorks
Riga – RU/BY borderOther core networkRailUpgrading
Vilnius – BY borderOther core networkRailUpgrading, airport interconnection
Kybartai – KaunasOther core networkRailUpgrading
Tallinn – Tartu – Koidula – RU borderOther core networkRailUpgrading
Marseille – Toulon – Nice – Ventimiglia – GenovaOther core networkRailStudies high-speed
Bordeaux – ToulouseOther core networkRailStudies high-speed
Helsinki – OuluOther core networkRailUpgrading of sections
Bilbao – Pamplona – Zaragoza – SaguntoOther core networkRailStudies and works
Brunsbüttel - Kiel (Nord-Ostseecanal)Other core networkIWWOptimisation of navigation status
Cardiff - Bristol - LondonOther core networkRailUpgrading, including Crossrail
Alba-Iulia – Turda – Dej – Suceava – Pașcani – IașiOther core networkRailStudies and works
București - BuzăuOther core networkRailRail infrastructure improvement and repair, and connections with the hinterland
Ruhr area - Münster - Osnabrück - HamburgOther core networkRailUpgrading of the section Münster - Lünen (doubletrack)
Nantes - Tours - LyonOther core networkRailStudies and works
Ploiești-SuceavaOther core networkRailStudies
HeraklionOther core networkAirport, combined transport infrastucture/systemsStudies and construction works, upgrade and development infrastucture, multimodal interconnections
Huelva – SevillaOther core networkRailWorks ongoing
Fredericia-FrederikshavnOther core networkRailUpgrading, including electrification
Barcelona – Valencia – LivornoOther core networkMoSUpgrading

PART II

LIST OF INFRASTRUCTURE PRIORITY CORRIDORS AND AREAS IN THE ENERGY SECTOR

1. Priority electricity corridors

(1)Northern Seas offshore grid ("NSOG"): integrated offshore electricity grid development and the related interconnectors in the North Sea, the Irish Sea, the English Channel, the Baltic Sea and neighbouring waters to transport electricity from renewable offshore energy sources to centres of consumption and storage and to increase cross-border electricity exchange.

Member States concerned: Belgium, Denmark, France, Germany, Ireland, Luxemburg, the Netherlands, Sweden, the United Kingdom;

(2)North-South electricity interconnections in Western Europe ("NSI West Electricity"): interconnections between Member States of the region and with the Mediterranean area including the Iberian peninsula, notably to integrate electricity from renewable energy sources and reinforce internal grid infrastructures to foster market integration in the region.

Member States concerned: Austria, Belgium, France, Germany, Ireland, Italy, Luxembourg, Netherlands, Malta, Portugal, Spain, the United Kingdom;

(3)North-South electricity interconnections in Central Eastern and South Eastern Europe ("NSI East Electricity"): interconnections and internal lines in North-South and East-West directions to complete the internal market and integrate generation from renewable energy sources.

Member States concerned: Austria, Bulgaria, Croatia, Czech Republic, Cyprus, Germany, Greece, Hungary, Italy, Poland, Romania, Slovakia, Slovenia;

(4)Baltic Energy Market Interconnection Plan in electricity ("BEMIP Electricity"): interconnections between Member States in the Baltic region and reinforcing internal grid infrastructures accordingly, to end isolation of the Baltic States and to foster market integration, inter alia by working towards the integration of renewable energy in the region;

Member States concerned: Denmark, Estonia, Finland, Germany, Latvia, Lithuania, Poland, and Sweden.

2. Priority gas corridors

(1)North-South gas interconnections in Western Europe ("NSI West Gas"): gas infrastructure for North-South gas flows in Western Europe to further diversify routes of supply and increase short-term gas deliverability.

Member States concerned: Belgium, Denmark, France, Germany, Ireland, Italy, Luxembourg, Malta, the Netherlands, Portugal, Spain, the United Kingdom;

(2)North-South gas interconnections in Central Eastern and South Eastern Europe ("NSI East Gas"): gas infrastructure for regional connections between and in the Baltic Sea region, the Adriatic and Aegean Seas, the Eastern Mediterranean Sea and the Black Sea, and to enhance diversification and security of gas supply;

Member States concerned: Austria, Bulgaria, Croatia, Cyprus, Czech Republic, Germany, Greece, Hungary, Italy, Poland, Romania, Slovakia, Slovenia;

(3)Southern Gas Corridor ("SGC"): infrastructure for the transmission of gas from the Caspian Basin, Central Asia, the Middle East and the Eastern Mediterranean Basin to the Union, to enhance diversification of gas supply.

Member States concerned: Austria, Bulgaria, Croatia, Czech Republic, Cyprus, France, Germany, Hungary, Greece, Italy, Poland, Romania, Slovakia, Slovenia;

(4)Baltic Energy Market Interconnection Plan in gas ("BEMIP Gas"): gas infrastructure to end the isolation of the three Baltic States and Finland and their dependency on a single supplier, to reinforce internal grid infrastructures accordingly, and to increase diversification and security of supplies in the Baltic Sea region;

Member States concerned: Denmark, Estonia, Finland, Germany, Latvia, Lithuania, Poland, and Sweden.

3. Priority thematic areas

(1)Smart grids deployment: adoption of smart grid technologies across the Union to efficiently integrate the behaviour and actions of all users connected to the electricity network, in particular the generation of large amounts of electricity from renewable or distributed energy sources and demand response by consumers;

Member States concerned: all;

(2)Electricity highways: first electricity highways by 2020, with a view to building an electricity highways system across the Union that is capable of:

(a)accommodating ever-increasing wind surplus generation in and around the Northern and Baltic Seas and increasing renewable generation in the East and South of Europe and also North Africa;

(b)connecting these new generation hubs with major storage capacities in the Nordic countries, the Alps and other regions with major consumption centres, and

(c)coping with an increasingly variable and decentralised electricity supply and flexible electricity demand;

Member States concerned: all;

(3)Cross-border carbon dioxide network: development of carbon dioxide transport infrastructure between Member States and with neighbouring third countries with a view to the deployment of carbon dioxide capture and storage.

Member States concerned: all.

PART III

TERMS, CONDITIONS AND PROCEDURES OF FINANCIAL INSTRUMENTS

Objective and rationale

The objective of the financial instruments under the CEF is to facilitate infrastructure projects' access to project and corporate financing by using Union funding as leverage.

The financial instruments shall help finance projects of common interest with a clear European added value, and facilitate greater private sector involvement in the long-term financing of such projects in the transport, telecommunications and energy sectors, including broadband networks.

The financial instruments shall benefit projects with medium- to long-term financing needs and shall produce greater benefits in terms of market impact, administrative efficiency and resource use.

They shall provide to infrastructure stakeholders such as financiers, public authorities, infrastructure managers, construction companies and operators a coherent market-oriented toolbox of Union financial assistance.

The financial instruments shall consist of:

(a)an instrument for loans and guarantees facilitated by risk-sharing instruments, including credit enhancement mechanisms to project bonds ('Debt Instrument'); and

(b)an instrument for equity ('Equity Instrument'),

which shall help to overcome market constraints by improving the financing and/or risk profiles of the infrastructure investments. This, in turn, shall enhance the access of firms and other beneficiaries to loans, guarantees, equity and other forms of private financing.

Prior to the finalisation of the design of the Debt and Equity Instruments, the Commission shall carry out an ex-ante assessment in accordance with Regulation (EU, Euratom) No 966/2012. Evaluations of existing, comparable financial instruments shall, where appropriate, contribute to that assessment.

I. Debt instrument

1. General provisions

The goal of the Debt Instrument shall be to contribute to overcoming deficiencies of the European debt capital markets by offering risk-sharing for debt financing. Debt financing shall be provided by entrusted entities or dedicated investment vehicles in the form of senior and subordinated debt or guarantees.

The Debt Instrument shall consist of a risk-sharing instrument for loans and guarantees and of the Project Bond Initiative. The project promoters may, in addition, seek equity financing under the Equity Instrument.

a. Risk-sharing instrument for loans and guarantees

The risk-sharing instrument for loans and guarantees shall be designed to create additional risk capacity in the entrusted entities. This shall allow the entrusted entities to provide funded and unfunded subordinated and senior debt to projects and corporates in order to facilitate promoters' access to bank financing. If the debt financing is subordinated, it shall rank behind the senior debt but ahead of equity and related financing related to equity.

The unfunded subordinated debt financing shall not exceed 30 % of the total amount of the senior debt issued.

The senior debt financing provided under the Debt Instrument shall not exceed 50 % of the total amount of the overall senior debt financing provided by the entrusted entity or the dedicated investment vehicle.

b. Project Bond Initiative

The risk-sharing instrument for project bonds shall be designed as a subordinated debt financing in order to facilitate financing for project companies raising senior debt in the form of bonds. This credit enhancement instrument shall aim at helping the senior debt to achieve an investment grade credit rating.

It shall rank behind the senior debt but ahead of equity and financing related to equity.

The subordinated debt financing shall not exceed 30 % of the total amount of the senior debt issued.

2. Financial parameters and leverage

Risk- and revenue-sharing parameters shall be set in such a way that specific policy objectives, including targeting of particular categories of projects, can be achieved while still preserving the market-oriented approach of the Debt Instrument.

The expected leverage of the Debt Instrument — defined as the total funding (i.e. Union contribution plus contributions from other financial sources) divided by the Union contribution — shall be expected to range from 6 to 15, depending on the type of operations involved (level of risk, target beneficiaries, and the debt financing concerned).

3. Combination with other sources of funding

Funding from the Debt Instrument may be combined with other ring-fenced budgetary contributions listed below, subject to the rules laid down in Regulation(EU, Euratom) No 966/2012 and the relevant legal base:

(a)other parts of the CEF;

(b)other instruments, programmes and budget lines in the Union budget;

(c)Member States, including regional and local authorities, that wish to contribute own resources or resources available from the funds under the cohesion policy without changing the nature of the instrument.

4. Implementation

Entrusted entities

Entrusted entities shall be selected in accordance with Regulation (EU, Euratom) No 966/2012.

The implementation under indirect management mode may take the form of direct mandates to entrusted entities. For instruments under direct mandates (i.e. in indirect management mode), the entrusted entities shall manage the Union contribution to the Debt Instrument and shall be risk-sharing partners.

In addition, the setting-up of dedicated investment vehicles may be envisaged to allow the pooling of contributions from multiple investors. The Union contribution may be subordinated to that of other investors.

Design and implementation

The design shall be aligned with the general provisions for financial instruments set out in Regulation (EU, Euratom) No 966/2012.

The detailed terms and conditions for implementing the Debt Instrument, including monitoring and control, shall be laid down in an agreement between the Commission and a respective entrusted entity, taking into account the provisions laid down in this Annex and in Regulation (EU, Euratom) No 966/2012.

Fiduciary account

The entrusted entity shall set up a fiduciary account to hold the Union contribution and revenues resulting from the Union contribution.

5. Use of the Union contribution

The Union contribution shall be used:

(a)towards risk provisioning;

(b)to cover agreed fees and costs associated with the establishment and management of the Debt Instrument, including its evaluation and support actions, which have been determined in line with Regulation (EU, Euratom) No 966/2012 and market practice. The administrative and performance-based fees to be paid to the entrusted entity shall not exceed 2 % and 3 % respectively of the Union contribution effectively used for individual operations, on the basis of a cost-based agreed methodology between the Commission and the entrusted entities;

(c)for directly related support actions.

6. Pricing, risk and revenue sharing

The Debt Instruments shall bear a price, to be charged to the beneficiary, in accordance with the relevant rules and criteria of the entrusted entities or dedicated investment vehicles and in line with best market practices.

As regards direct mandates to entrusted entities, the risk-sharing pattern shall be reflected in an appropriate sharing between the Union and the entrusted entity of the risk remuneration charged by the entrusted entity to its borrowers.

As regards dedicated investment vehicles, the risk-sharing pattern shall be reflected in an appropriate sharing between the Union and the other investors of the risk remuneration charged by the dedicated investment vehicle to its borrowers.

Notwithstanding the risk-sharing pattern chosen, the entrusted entity shall always share a portion of the defined risk and shall always bear the full residual risk tranche.

The maximum risk covered by the Union budget shall not exceed 50 % of the risk of the target debt portfolio under the debt instrument. The maximum risk-taking ceiling of 50 % shall apply to the target size of dedicated investment vehicles.

7. Application and approval procedure

Applications shall be addressed to the entrusted entity or a dedicated investment vehicle, respectively, in accordance with their standard application procedures. The entrusted entities and the dedicated investment vehicles shall approve the projects in accordance with their internal procedures.

8. Duration of the Debt Instrument

The last tranche of the Union contribution to the Debt Instrument shall be committed by the Commission by 31 December 2020. The actual approval of debt financing by the entrusted entities or the dedicated investment vehicles shall be finalised by 31 December 2022.

9. Expiry

The Union contribution allocated to the Debt Instrument shall be reimbursed to the relevant fiduciary account as debt financing expires or is repaid. The fiduciary account shall maintain sufficient funding to cover fees or risks related to the Debt Instrument until its expiry.

10. Reporting

The reporting methods on the implementation of the Debt Instrument shall be agreed by the Commission in the agreement and the entrusted entity in line with Regulation (EU, Euratom) No 966/2012.

In addition, the Commission shall, with the support of the entrusted entities, report annually to the European Parliament and the Council until 2023 on implementation, the prevailing market conditions for the use of the instrument, the updated projects and the project pipeline including information on projects at different stages of the procedure while respecting confidentiality and sensitive market information in accordance with Article 140(8) of Regulation (EU, Euratom) No 966/2012.

11. Monitoring, control and evaluation

The Commission shall monitor the implementation of the Debt Instrument, including through on-the-spot controls as appropriate, and shall perform verification and controls in line with Regulation (EU, Euratom) No 966/2012.

12. Support Actions

The implementation of the Debt Instrument may be supported by a set of accompanying measures. These may include, amongst other measures, technical and financial assistance, measures to raise the awareness of capital providers and schemes to attract private investors.

The European Investment Bank shall, at the request of the European Commission or the Member States concerned, provide technical assistance, including on financial structuring to projects of common interest, including the ones implementing the core network corridors as listed in Part I. Such technical assistance shall also include support to administrations in order to develop appropriate institutional capacity.

II.   Equity instrument

1. General provisions

The goal of the Equity Instrument shall be to contribute to overcoming the deficiencies of European capital markets by providing equity and quasi-equity investments.

The maximum amounts of the Union contribution shall be limited as follows:

33 % of the target equity fund size; or

co-investment by the Union in a project shall not exceed 30 % of the total equity of a company.

The project promoters may, in addition, seek debt financing under the Debt Instrument.

2. Financial parameters and leverage

Investment parameters shall be set in such a way that specific policy objectives, including the targeting of particular categories of infrastructure projects, can be achieved while still preserving the market-oriented approach of this instrument.

The expected leverage of the Equity Instrument — defined as the total funding (i.e. the Union contribution plus all contributions from other investors) divided by the Union contribution — shall be expected on average to range from 5 to 10, depending on market specificities.

3. Combination with other sources of funding

Funding from the Equity Instrument may be combined with other ring-fenced budgetary contributions listed below, subject to the rules of Regulation (EU, Euratom) No 966/2012 and the relevant legal base:

(a)other parts of the CEF;

(b)other instruments, programmes and budget lines in the Union budget; and

(c)Member States, including regional and local authorities, that wish to contribute own resources or resources available from the funds under the cohesion policy without changing the nature of the instrument.

4. Implementation

Entrusted entities

Entrusted entities shall be selected in accordance with Regulation (EU, Euratom) No 966/2012.

The implementation under indirect management mode may take the form of direct mandates to entrusted entities, in indirect management mode. For instruments under direct mandates (i.e. in indirect management mode), the entrusted entities shall manage the Union contribution to the Equity Instrument.

In addition, the setting-up of dedicated investment vehicles may be envisaged to allow the pooling of contributions from multiple investors. The Union contribution may be subordinated to that of other investors.

In duly justified cases, in order to achieve specific policy objectives, the Union contribution may be provided to a specific project by an entrusted entity as a co-investment.

Design and implementation

The design shall be aligned with the general provisions for financial instruments set out in Regulation (EU, Euratom) No 966/2012.

The detailed terms and conditions for implementing the Equity Instrument, including its monitoring and control, shall be laid down in an agreement between the Commission and a respective entrusted entity, taking into account the provisions laid down in this Annex and in Regulation (EU, Euratom) No 966/2012.

Fiduciary account

The entrusted entity shall set up a fiduciary account to hold the Union contribution and revenues resulting from the Union contribution.

5. Use of the Union contribution

The Union contribution shall be used:

(a)towards equity participations;

(b)to cover agreed fees and costs associated with the establishment and management of the Equity Instrument, including its evaluation, which have been determined in line with Regulation (EU, Euratom) No 966/2012 and market practice; and

(c)for directly related support actions.

6. Pricing, risk and revenue sharing

The equity remuneration shall comprise the customary return components allocated to equity investors and shall depend on the performance of the underlying investments.

7. Application and approval procedure

Applications shall be addressed to the entrusted entity or a dedicated investment vehicle, respectively, in accordance with their standard application procedures. The entrusted entities and the dedicated investment vehicles shall approve the projects in accordance with their internal procedures.

8. Duration of the Equity Instrument

The last tranche of the Union contribution to the Equity Instrument shall be committed by the Commission by 31 December 2020. The actual approval of equity investments by the entrusted entities or the dedicated investment vehicles shall be finalised by 31 December 2022.

9. Expiry

Union contribution allocated to the Equity Instrument shall be reimbursed to the relevant fiduciary account as investments are exited or otherwise mature. The fiduciary account shall maintain sufficient funding to cover fees or risks related to the Equity Instrument until its expiry.

10. Reporting

Annual reporting methods on the implementation of the Equity Instrument shall be agreed by the Commission and the entrusted entity in the agreement in line with Regulation (EU, Euratom) No 966/2012.

In addition, the Commission, with the support of the entrusted entities, shall report on implementation annually to the European Parliament and the Council until 2023 in accordance with Article 140(8) of Regulation (EU, Euratom) No 966/2012.

11. Monitoring, control and evaluation

The Commission shall monitor the implementation of the Equity Instrument, including through on-the-spot controls as appropriate, and shall perform verification and controls in line with the Regulation (EU, Euratom) No 966/2012.

12. Support actions

The implementation of the Equity Instrument may be supported by a set of accompanying measures. These may include, amongst other measures, technical and financial assistance, measures to raise the awareness of capital providers, and schemes to attract private investors.

PART IV

INDICATIVE PERCENTAGES FOR SPECIFIC TRANSPORT OBJECTIVES

The budgetary resources referred to in point (a) of Article 5(1), excluding those allocated to programme support actions, shall be distributed to the transport-specific objectives as defined in Article 4(2) as follows:

(a)removing bottlenecks, enhancing rail interoperability, bridging missing links and, in particular, improving cross-border sections - 80 %;

(b)ensuring sustainable and efficient transport systems in the long run, with a view to preparing for expected future transport flows as well as enabling the decarbonisation of all modes of transport through transition to innovative low-carbon and energy-efficient transport technologies, while optimising safety - 5 %;

(c)optimising the integration and interconnection of transport modes and enhancing interoperability of transport services, while ensuring the accessibility of transport infrastructures, and taking into account the ceiling for on-board components of the SESAR system, RIS, VTMIS and of ITS for the road sector referred to in point (vi) of Article 10(2)(b) - 15 %.

The amount of EUR 11 305 500 000 transferred from the Cohesion Fund shall be spent entirely on projects implementing the core network or for projects and horizontal priorities identified in Part I of this Annex.

PART V

LIST OF GENERAL ORIENTATIONS TO BE TAKEN INTO ACCOUNT WHEN SETTING AWARD CRITERIA

When setting award criteria in accordance with Article 17(5), at least the following general orientations shall be taken into account:

(a)maturity of the action in the project development;

(b)soundness of the implementation plan proposed;

(c)stimulating effect of Union support on public and private investment, when applicable;

(d)the need to overcome financial obstacles, such as the lack of market finance;

(e)when applicable, the economic, social, climate and environmental impact, and accessibility;

(f)the cross-border dimension, when applicable.



ANNEX II

"ANNEX

LIST OF INITIAL FREIGHT CORRIDORS

Member StatesPrincipal routes (1)Establishment of freight corridors:
"Rhine-Alpine"NL, BE, DE, ITZeebrugge-Antwerpen/Amsterdam/Vlissingen (2)/Rotterdam-Duisburg-[Basel]-Milano- GenovaBy 10 November 2013
"North Sea – Mediterranean"NL, BE, LU, FR, UK (2)Glasgow (3)/Edinburgh (3)/Southampton (3)/Felixstowe (3)-London (2)/Dunkerque (2)/Lille (2)/Liège (2)/Paris (2)/Amsterdam (2)-Rotterdam-Zeebrugge (2)/Antwerpen-Luxembourg-Metz-Dijon-Lyon/[Basel]-Marseille (2)By 10 November 2013
"Scandinavian – Mediterranean"SE, DK, DE, AT, ITStockholm/[Oslo] (2)/Trelleborg (2)-Malmö-København-Hamburg-Innsbruck-Verona-La Spezia (2)/Livorno (2)/Ancona (2)/Taranto (2)/Augusta (2)/ PalermoBy 10 November 2015
"Atlantic"PT, ES, FR, DE (2)Sines-Lisboa/Leixões

Madrid-Medina del Campo/ Bilbao/San Sebastian-Irun- Bordeaux-Paris/Le Havre/Metz – Strasbourg (2)/Mannheim (2)

Sines-Elvas/Algeciras
By 10 November 2013
"Baltic – Adriatic"PL, CZ, SK, AT, IT, SISwinoujscie (2)/Gdynia-Katowice-Ostrava/Žilina-Bratislava/Wien/Klagenfurt-Udine-Venezia/ Trieste/ /Bologna/Ravenna

Graz-Maribor-Ljubljana-Koper/Trieste
By 10 November 2015
"Mediterranean"ES, FR, IT, SI, HU, HR (2)Almería-Valencia/Algeciras/Madrid-Zaragoza/Barcelona-Marseille-Lyon-Turin-Milano-Verona-Padova/Venezia-Trieste/Koper- Ljubljana-Budapest

Ljubljana (2)/Rijeka (2)-Zagreb (2)-Budapest-Zahony (Hungarian-Ukrainian border)
By 10 November 2013
"Orient/East-Med"CZ, AT, SK, HU, RO, BG, EL, DE (3)
Bucureșt-Constanța

Bremerhaven (3)/Wilhelmshaven (3)/Rostock (3)/Hamburg (3)-Praha-Vienna/Bratislava-Budapest

Vidin-Sofia-Burgas (3)/Svilengrad (3) (Bulgarian-Turkish border)/ Promachonas-Thessaloniki- Athína-Patras (3)
By 10 November 2013
"North Sea – Baltic" (4)DE, NL, BE, PL, LT, LV (3), EE (3)Wilhelmshaven (2)/Bremerhaven/Hamburg (2)/ Amsterdam (2)/Rotterdam/Antwerpen-Aachen/Berlin-Warsaw-Terespol (Poland-Belarus border)/Kaunas-Riga (3)-Tallinn (3)By 10 November 2015
"Rhine-Danube" (5)FR, DE, AT, SK, HU, RO, CZStrasbourg-Mannheim-Frankfurt-Nürnberg-Wels

Strasbourg-Stuttgart-München-Salzburg-Wels-Wien-Bratislava-Budapest-Arad-Brașov/Craiova-București-Constanța

Čierna and Tisou (Slovak/ Ukrainian border)-Košice-Žilina-Horní Lideč-Praha-München/Nürnberg
By 10 November 2020



(1) '/' means alternative routes. In line with the TEN-T guidelines, the Atlantic and the Mediterranean corridors should in the future be completed by the Sines/Algeciras-Madrid-Paris freight axis which crosses the central Pyrenees via a low elevation tunnel.

(2)  

(+)Routes marked with + shall be included in the respective corridors at the latest 3 years after the date of establishment set out in this table. Existing structures defined under Article 8 and Article 13(1) of this Regulation shall be adjusted with the participation of additional Member States and infrastructure managers in the respective corridors. These inclusions shall be based on market studies and take into consideration the aspect of existing passenger and freight transport in line with Article 14(3) of this Regulation.

(3) Routes marked with * shall be included in the respective corridors at the latest 5 years after the date of establishment set out in this table. Existing structures defined under Article 8 and Article 13(1) of this Regulation shall be adjusted with the participation of additional Member States and infrastructure managers in the respective corridors. These inclusions shall be based on market studies and take into consideration the aspect of existing passenger and freight transport in line with Article 14(3) of this Regulation.

(4)  

(°)Until the realisation of a Rail Baltic line in 1 435 mm nominal track gauge, the specificities of different track gauge systems shall be taken into account in the establishment and operation of this corridor.

(5)  

(‡)The creation of this corridor shall be based on market studies and take into consideration the aspect of existing passenger and freight transport in line with Article 14(3) of this Regulation. The section "Čierna and Tisou (Slovak/ Ukrainian border)-Košice-Žilina-Horní Lideč-Praha" shall be established by 10 November 2013."