Legal provisions of COM(2023)402 - Amendment of Regulation (EC) No 223/2009 on European statistics

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dossier COM(2023)402 - Amendment of Regulation (EC) No 223/2009 on European statistics.
document COM(2023)402 EN
date November 27, 2024


Article 1

Amendments to Regulation (EC) No 223/2009

Regulation (EC) No 223/2009 is amended as follows:


(1) Article 3 is amended as follows:


(a) the following points are inserted:

‘4a. “data” means any digital or non-digital representation of acts, facts or information and any compilation of such acts, facts or information on the units observed;

4b. “metadata” means any information that defines and describes data and processes;

4c. “data holder” means a legal or natural person or any other entity that has the right, in accordance with applicable Union or national law, and the ability to manage and make available data obtained as a result of their activity;’;


(b) the following points are inserted:

‘5a. “data source” means a source providing data that is relevant and necessary, in itself or in combination with data from other sources, for the development and production of statistics, including surveys, censuses, administrative data or data made available by data holders on request;

5b. “data access” means the processing by a national statistical institute or other national authorities or by the Commission (Eurostat) of data that have been provided or made available by a data holder, in accordance with specific technical, legal or organisational requirements;’;


(c) point 8 is replaced by the following:

‘8. “use for statistical purposes” means the exclusive use for the development, production and dissemination of statistical results and analyses by statistical authorities, including for research and scientific activities, or the establishment of sampling frames;’;

(16) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and

general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p. 13).


(2) the following article is inserted:

‘Article 16a

Statistical response to urgent policy needs in crisis situations


1. The Commission (Eurostat) shall examine crisis situations and may undertake urgent statistical actions as appropriate, subject to the procedures set out in this Article, where both of the following conditions are met:


(a) it is strictly necessary to respond to urgent policy needs which arise from the crisis situation concerned following the activation of established emergency mechanisms in accordance with Union legal acts, such as Council Implementing Decision (EU) 2018/1993 (*) or other Union emergency legal acts;


(b) those urgent policy needs cannot be met under the European statistical programme.


2. The urgent statistical actions referred to in paragraph 1 shall be carried out by the Commission (Eurostat) at Union level in close cooperation with the NSIs and other national authorities, and may include:


(a) producing European statistics on the basis of new data sources or data collections, taking into account the burden on respondents and the cost effectiveness for the Member States;


(b) providing new statistical indicators and insights on the basis of existing data;


(c) developing methodological guidelines to ensure that statistics across the Member States affected by the crisis situation are comparable and consistent;


(d) other coordinated action at Union level that aims to provide a timely and relevant statistical response to the specific situation.


3. When assessing the need for urgent statistical actions referred to in paragraph 1, the Commission (Eurostat) shall promptly inform and consult the ESS Committee and duly take into account its professional guidance. Urgent statistical actions to be undertaken are subject to prior examination by the ESS Committee. To that end, the Commission (Eurostat) shall provide the ESS Committee with thorough information on the actions to be undertaken, their justification on a cost-effectiveness basis, the means and timetables for achieving them, the assessment of the response burden on survey respondents and the financial contribution of the Union to cover the incremental costs incurred by the NSIs and other national authorities.


4. Member States may decide, separately and on a voluntary basis, to participate in the urgent statistical actions referred to in paragraph 1. Those urgent statistical actions shall be relevant and shall cover the urgent policy needs which arise from the crisis situation in the Union. When participating in urgent statistical actions, Member States shall comply with the agreed common timespan, frequency and quality requirements for the national data to be provided to the Commission (Eurostat).


5. The Commission may, by way of implementing acts, specify the urgent statistical actions referred to in paragraph 1 of this Article and set out the procedure for undertaking them, including the relevant timespan, frequency and quality requirements to be applied by the Member States participating voluntarily in the urgent statistical action. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 27(2).

Without prejudice to the prerogatives of the budgetary authority, a financial contribution shall be made available from the Single Market Programme established by Regulation (EU) 2021/690 of the European Parliament and of the Council (**) and in accordance with Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (***) to the NSIs and other national authorities referred to in the list established pursuant to Article 5(2) of this Regulation to cover the incremental costs incurred from the implementation of such urgent statistical actions. In addition, those NSIs and other national authorities may apply for support from other applicable financial programmes of the Union in accordance with the rules of such programmes. Member States may also apply for support from the Technical Support Instrument established by Regulation (EU) 2021/240 of the European Parliament and of the Council (****). The amount of the financial contribution under this subparagraph shall be established in accordance with the rules of the relevant funding programme, subject to the availability of funding, in particular in accordance with the rules of the European statistical programme.


6. Implementing acts adopted under paragraph 5 of this Article shall remain in force for a period no longer than the duration of the crisis situation concerned, and in any event no longer than 12 months. In duly justified cases, that period may be extended by way of an implementing act for an additional 12-month period. That implementing act shall be adopted in accordance with the examination procedure referred to in Article 27(2).

(*) Council Implementing Decision (EU) 2018/1993 of 11 December 2018 on the EU Integrated Political Crisis Response Arrangements (OJ L 320, 17.12.2018, p. 28).

(**) Regulation (EU) 2021/690 of the European Parliament and of the Council of 28 April 2021 establishing a programme for the internal market, competitiveness of enterprises, including small and medium-sized enterprises, the area of plants, animals, food and feed, and European statistics (Single Market Programme) and repealing Regulations (EU) No 99/2013, (EU) No 1287/2013, (EU) No 254/2014 and (EU) No 652/2014 (OJ L 153, 3.5.2021, p. 1).

(***) Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (eU, Euratom) No 966/2012 (OJ L 193, 30.7.2018, p. 1).

(****) Regulation (EU) 2021/240 of the European Parliament and of the Council of 10 February 2021 establishing a Technical Support Instrument (OJ L 57, 18.2.2021, p. 1).’;


(3) Article 17a is replaced by the following:

‘Article 17a

Access to and use and integration of administrative data for the development, production and dissemination of European statistics


1. National public and semi-public bodies under national law in charge of administrative data sources, databases, interoperability systems or data relevant and necessary for the development, production and dissemination of European statistics shall allow the NSIs and other national authorities to access, use and integrate, free of charge, those data and the relevant metadata, in a timely manner and with sufficient frequency and granularity for the purpose of developing, producing and disseminating European statistics.


2. The NSIs and the Commission (Eurostat) shall be consulted on, and involved in, the initial design, subsequent development and discontinuation of administrative data sources, databases or interoperability systems built up and maintained by other bodies, thus facilitating the further use of those data sources, databases or interoperability systems for the purpose of producing European statistics. They shall also be involved in the standardisation activities concerning administrative data sources, databases or interoperability systems that are relevant for the production of European statistics.

2a. For the purposes of this Regulation, the Commission (Eurostat) shall be allowed, upon request, to access, use and integrate in a timely manner relevant data and metadata from databases and interoperability systems maintained by Union bodies and agencies, and without prejudice to the Union acts establishing those databases and interoperability systems, including the central repository for reporting and statistics (CRRS) established by Regulation (EU) 2019/817 of the European Parliament and of the Council (*). For that purpose, the Commission (Eurostat) shall cooperate with the relevant Union bodies and agencies to specify the customised data and metadata required, the operational arrangements for data use and the necessary physical and logical safeguards. Where data and metadata needed for European statistics are only available in databases and interoperability systems maintained by Union bodies and agencies, the Commission (Eurostat) may, upon request, share those data with the relevant NSIs or other national authorities responsible for the development, production and dissemination of European statistics, without prejudice to the Union acts establishing those databases and interoperability systems.


3. Access by, and the involvement of, the NSIs, other national authorities and the Commission (Eurostat) pursuant to paragraphs 1, 2 and 2a shall be limited to administrative data sources, databases or interoperability systems within their own respective public administrative system.


4. Administrative data sources, databases or interoperability systems made available by their owners to the NSIs, other national authorities and the Commission (Eurostat) in order to be used for the production of European statistics shall be accompanied by relevant metadata.


5. The NSIs, other national authorities and bodies referred to in paragraph 1 shall establish the necessary cooperation mechanisms in accordance with national specificities. Those mechanisms shall also provide the possibility for the NSIs to perform data quality checks and build statistical frames based on the relevant administrative data accessed.

(*) Regulation (EU) 2019/817 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of borders and visa and amending Regulations (EC) No 767/2008, (EU) 2016/399, (EU) 2017/2226, (EU) 2018/1240, (EU) 2018/1726 and (EU) 2018/1861 of the European Parliament and of the Council and Council Decisions 2004/512/EC and 2008/633/JHA (OJ L 135, 22.5.2019, p. 27).';


(4) the following articles are inserted:

‘Article 17b

Obligation of private data holders to make data available for developing, producing and disseminating European statistics


1. Without prejudice to reporting obligations, data collections or any data access laid down in sectoral statistical legislation of the Union or to the obligation for data holders to make data available on the basis of an exceptional need in accordance with Regulation (EU) 2023/2854 of the European Parliament and the Council (*), an NSI or the Commission (Eurostat) may request a private data holder to make data and the relevant metadata available free of charge where the data requested are strictly necessary for the development, production and dissemination of European statistics and cannot be obtained by other means or their reuse will result in a considerable reduction in the response burden on data holders and other businesses. Such data collections or data access may be included by the Commission in the annual work programme.


2. As coordinator of the national statistical system, an NSI may submit a request for data to a private data holder on behalf of any other national authority, where the data requested are necessary for European statistics developed, produced and disseminated by that other national authority. The NSI and the other national authorities of a Member State shall cooperate in order to avoid excessive burden on private data holders.


3. The NSIs and the Commission (Eurostat) shall cooperate and assist each other in order to avoid excessive burden on private data holders and to determine who is to submit requests for data. In particular, the request for data shall be submitted to a private data holder by the NSI unless the Commission (Eurostat) and the NSIs concerned agree that the request by the Commission (Eurostat) is more efficient, for instance in the case of private data holders operating on a Union-wide scale.


4. The Commission (Eurostat) may, in agreement with the NSIs, set up a secure infrastructure, to be used on a voluntary basis, to facilitate the further sharing with the NSIs and the other national authorities of data that have been accessed in accordance with paragraph 3.

The secure infrastructure referred to in the first subparagraph shall be based on technologies that are specifically designed to comply with Regulations (EU) 2016/679 of the European Parliament and of the Council (**) and (EU) 2018/1725 of the European Parliament and of the Council (***).


5. Where data requested by an NSI under paragraph 1 require a specific processing service, Member States may provide compensation to the private data holder for that specific processing service, except where national law prevents the NSI or other national authorities responsible for the production of statistics from compensating data holders. Where data are requested by the Commission (Eurostat) for efficiency reasons pursuant to paragraph 3, and a specific processing service is needed, the Commission (Eurostat) shall propose reasonable compensation to the private data holder for that specific processing service.


6. This Article shall not apply to microenterprises or small enterprises as defined in Article 2 of the Annex to Commission Recommendation 2003/361/EC (****), except in duly justified cases where the data held by such microenterprises or small enterprises are of specific interest for official statistics because of the nature and volume of those data at national level.

Article 17c

Requests for data and arrangements for making data available for the development, production and dissemination of European statistics


1. When requesting data in accordance with Article 17b, the NSIs or the Commission (Eurostat) shall:


(a) specify what data and metadata are required;


(b) specify the statistical need for which the data are requested in accordance with Article 17b(1);


(c) specify the frequency with which and the deadlines by which the data are to be made available;


(d) specify the operational arrangements for making the data available.


2. Requests for data as referred to in paragraph 1 shall follow the principle of data minimisation and be proportionate to the statistical need in terms of the level of detail and volume of the data and the frequency with which the data are to be made available. Such requests shall concern in principle non-personal data and, only in specific circumstances, personal data from personal data categories specified in sectoral legislation.


3. Following a request for data as referred to in paragraph 1, a dialogue shall take place between the NSI, the other national authority or the Commission (Eurostat) and the private data holder concerned to discuss and agree on the measures needed for making data available for the development, production and dissemination of European statistics, with the aim of concluding an agreement.


4. If an agreement as referred to in paragraph 3 is not concluded within three months following the notification of the request for data referred to in paragraph 1 or if the agreement is not fulfilled by the private data holder:


(a) when the NSI has requested the data, it may issue a second request to the private data holder to make the data available within a specific deadline and the private data holder shall then make the relevant data available within that deadline;


(b) when the Commission (Eurostat) has requested the data, it may adopt a decision to require the private data holder to make the data available within a period no shorter than 15 calendar days and the private data holder shall then make the relevant data available to the Commission (Eurostat) within the deadline specified therein.

Paragraph 1 shall apply to a decision as referred to in point (b) of the first subparagraph of this paragraph. Such decision shall take into account issues on which views may have converged during the dialogue with the private data holder. It shall also indicate the deadline for the private data holder to submit its reply, the deadline for the private data holder to make the data available, the fines provided for under paragraph 6 that may be applied if the data are not provided in time, and the means of redress against the decision.


5. Member States shall take appropriate measures to ensure the effective enforcement of the requests referred to in paragraph 4, point (a).


6. The Commission shall take appropriate measures to ensure the effective enforcement of the decisions adopted in accordance with paragraph 4, point (b). Those measures may include the adoption of fines where the private data holder intentionally or negligently fails to supply the data requested by a decision as referred to in paragraph 4, point (b), within the deadline or supplies incorrect, incomplete or misleading data. In fixing the amount of the fines, the Commission shall take into account the nature, gravity, duration and recurrence of the infringement.


7. The Commission may adopt decisions imposing fines within one year following the deadline for the submission of data laid down in its decision under paragraph 4, point (b), where the private data holder fails to submit any data or within one year of the submission of incorrect, incomplete or misleading data. Fines may reach up to EUR 25 000 and, in the event of recurrence within three years, up to EUR 50 000. The power of the Commission to enforce decisions imposing a fine shall be subject to a limitation period of five years from the date on which the decision becomes final. Before adopting a decision pursuant to paragraph 6, the Commission shall give the private data holder the opportunity to be heard on the preliminary findings of the Commission and the measures that the Commission could take on the basis of those preliminary findings.

Article 17d

Review of decisions imposing fines by the Court of Justice of the European Union

In accordance with Article 261 of the Treaty on the Functioning of the European Union, the Court of Justice of the European Union shall have unlimited jurisdiction to review decisions by which the Commission has imposed fines. It may cancel, reduce or increase the fine imposed.

Article 17e

Obligations of NSIs, other national authorities and the Commission (Eurostat) in using data made available by private data holders for development, production and dissemination of European statistics


1. The NSIs and the Commission (Eurostat) shall use data made available in accordance with Article 17b for the development, production and dissemination of European statistics:


(a) exclusively for statistical purposes;


(b) in conformity with the statistical principles set out in Article 2(1); and


(c) in compliance with the obligation not to share the data outside the ESS unless the private data holder has agreed to the sharing of those data.


2. The NSIs and the Commission (Eurostat) shall put in place appropriate safeguards relating to the processing of personal data for statistical purposes in accordance with Article 89 of Regulation (EU) 2016/679 and Article 13 of Regulation (EU) 2018/1725, in particular in order to ensure compliance with the principle that data are to be pseudonymised.


3. The NSIs and the Commission (Eurostat) shall:


(a) take appropriate measures to protect statistical confidentiality and trade secrets;


(b) implement, insofar as the processing of personal data is necessary, technical and organisational measures which safeguard the rights and freedoms of data subjects.


4. Paragraphs 1 and 3 of this Article shall apply to any other national authority that has received data following a request submitted on its behalf by a NSI in accordance with Article 17b(2).

Article 17f

Non-confidential data sharing in the ESS and between the ESS and the ESCB


1. Non-confidential data shall be shared, if necessary and if available in an aggregated form, upon request between NSIs, at their own initiative or on behalf of any other national authority, and between NSIs and the Commission (Eurostat) exclusively for statistical purposes and for improving the quality of European statistics.


2. The sharing of non-confidential data, including data made available by private data holders, shall take place between the ESS and a member of the ESCB upon request, if necessary and if available in an aggregated form, in areas of shared responsibility or common interest and where the data are used exclusively for statistical purposes and for improving the quality of European statistics developed and produced by that member of the ESCB.


3. The Commission (Eurostat) shall set up a secure infrastructure to facilitate data sharing under this Article, and the NSIs, and when relevant the other national authorities, or members of the ESCB, may use that secure data sharing infrastructure on a voluntary basis.


4. The Commission shall, by means of implementing acts, set out the technical aspects of data sharing between the statistical authorities referred to in this Article. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 27(2).

(*) Regulation (EU) 2023/2854 of the European Parliament and of the Council of 13 December 2023 on harmonised rules on fair access to and use of data and amending Regulation (EU) 2017/2394 and Directive (EU) 2020/1828 (Data Act) (OJ L, 2023/2854, 22.12.2023, ELI: http://data.europa.eu/eli/reg/2023/2854/oj).

(**) Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).

(***) Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39).

(****) Commission Recommendation 2003/361/EC of 6 May 2003 concerning the definition of micro, small and medium-sized enterprises (OJ L 124, 20.5.2003, p. 36).’;


(5) the following chapter is inserted:

‘Chapter Illa

Development of European statistics

Article 17g

Statistics under development


1. The NSIs, the other national authorities and the Commission (Eurostat) shall endeavour to continuously innovate and develop new statistical outputs and insights on the basis of all available data sources and to use state-of-the-art technologies, with the aim of integrating them in the regular production of European statistics. For that purpose, the Commission (Eurostat) may initiate, in close cooperation with the ESS Committee, the development of new statistical outputs and insights across the ESS. Those statistical outputs and insights may be included in the annual work programme and implemented through individual statistical actions referred to in Article 14(1).


2. Statistics under development shall not be required to fulfil all the quality criteria laid down in Article 12(1).


3. The Commission (Eurostat) may disseminate European statistics under development with the agreement of the NSIs or other national authorities and shall explicitly indicate that those statistics are under development. NSIs and other national authorities may also disseminate European statistics under development produced by them.’;


(6) in Article 18, the following paragraph is added:

‘4. The Commission (Eurostat) may disseminate European statistics already published at national level by the Member States ahead of the deadlines set out in the relevant sectoral legislation, provided that such statistics comply with the relevant definitions and classification.’;


(7) in Article 21, paragraphs 1 and 2 are replaced by the following:

‘1. Transmission of confidential data from an ESS authority, as referred to in Article 4, that collected the data to another ESS authority shall be allowed, provided that the transmission is necessary for the efficient development, production and dissemination of European statistics or for increasing the quality of European statistics. If the data have been transmitted to the Commission (Eurostat), the approval of the NSI or other national authority which provided the data is required.

2. Transmission of confidential data between an ESS authority that collected the data and an ESCB member shall be allowed, provided that the transmission is necessary for the efficient development, production and dissemination of European statistics or for increasing the quality of European statistics, within the respective spheres of competence of the ESS and the ESCB, and that that necessity has been justified. If the data have been transmitted to the Commission (Eurostat), the approval of the NSI or other national authority which provided the data is required.’;


(8) Article 23 is replaced by the following:

‘Article 23

Access to confidential data for research purposes

Access to confidential data, including data made available by private data holders, which only allow for the indirect identification of the statistical units may be granted to researchers carrying out statistical analyses for scientific purposes by the Commission (Eurostat) or by the NSIs or other national authorities, within their respective spheres of competence. If the data have been transmitted to the Commission (Eurostat), the approval of the NSI or other national authority which provided the data is required.

The Commission shall establish, by means of implementing acts, the arrangements, rules and conditions for access at Union level. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 27(2).

For the purposes of this Regulation, research purposes shall cover research activities such as technological development and demonstration, fundamental research and applied research.’;


(9) Article 25 is replaced by the following:

‘Article 25

Publicly available data

Data lawfully available to the public that remain available to the public pursuant to national or Union law shall not be considered confidential when used for statistical purposes or for the dissemination of statistics obtained from such data. Such data shall include in particular data on key attributes of individual companies as listed in Commission Implementing Regulation (EU) 2023/138 (*).

(*) Commission Implementing Regulation (EU) 2023/138 of 21 December 2022 laying down a list of specific high-value datasets and the arrangements for their publication and re-use (OJ L 19, 20.1.2023, p. 43).’;


(10) the following article is inserted in Chapter VI:

‘Article 26a

Contribution to national data governance frameworks


1. In compliance with the principle of subsidiarity, the NSIs may assume at national level functions as laid down in the national data governance frameworks with the goal of promoting data integration and interoperability, metadata description, quality assurance and standard setting, data sharing and re-use of data, as well as other tasks and functions laid down in Regulation (EU) 2022/868 of the European Parliament and of the Council (*).


2. The performance of functions referred to in paragraph 1 of this Article by the NSIs shall be compatible with the exercise of the statistical functions performed in conformity with the statistical principles set out in Article 2(1).

(*) Regulation (EU) 2022/868 of the European Parliament and of the Council of 30 May 2022 on European data governance and amending Regulation (EU) 2018/1724 (Data Governance Act) (OJ L 152, 3.6.2022, p. 1).’;


(11) the following article is inserted:

‘Article 27a

Evaluation and review

By 27 December 2029, the Commission shall carry out an evaluation of this Regulation and submit a report on its main findings to the European Parliament and to the Council. That evaluation shall assess, in particular:

(a) the statistical response to a crisis situation under Article 16 a;


(b) the obligation of private data holders to allow their data to be used for European statistics in accordance with Articles 17b, 17c, 17d and 17e;


(c) the data sharing in the ESS under Article 17f;


(d) the development of European statistics under Chapter IIIa.’.

Article 2

Entry into force

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.